Seth H. Meyer - 04 Dec 2025 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Chief Financial Officer
Signature
/s/ /Eileen Bagarella, Attorney-in-Fact for Seth H. Meyer
Issuer symbol
HTGC
Transactions as of
04 Dec 2025
Transactions value $
$0
Form type
4
Filing time
08 Dec 2025, 16:52:44 UTC
Previous filing
15 Oct 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Meyer Seth H Chief Financial Officer C/O HERCULES CAPITAL, INC., 1 NORTH B STREET, SUITE 2000, SAN MATEO /s/ /Eileen Bagarella, Attorney-in-Fact for Seth H. Meyer 08 Dec 2025 0001768773

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Tax liability $0 -20 -0.01% $0.00 370K 05 Dec 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTGC Restricted Stock Units Award $0 +7.92K +21.25% $0.00 45.2K 04 Dec 2025 Common Stock 0 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on December 5, 2025.
F2 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F3 The Reporting Person received an award of restricted stock units on December 4, 2025 which will vest 100% on December 4, 2032.