Mustafa Ozgen - 01 Mar 2023 Form 4 Insider Report for ROKU, INC (ROKU)

Role
President, Devices
Signature
/s/ Renee Strandness, attorney-in-fact
Issuer symbol
ROKU
Transactions as of
01 Mar 2023
Net transactions value
-$545,727
Form type
4
Filing time
03 Mar 2023, 18:31:18 UTC
Previous filing
17 Nov 2022
Next filing
05 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Options Exercise $0 +17,290 +103% $0.000000 34,150 01 Mar 2023 Direct
transaction ROKU Class A Common Stock Sale $545,727 -8,812 -26% $61.93 25,338 02 Mar 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Restricted Stock Unit Options Exercise $0 -9,990 -100% $0.000000* 0 01 Mar 2023 Class A Common Stock 9,990 Direct F2, F3
transaction ROKU Restricted Stock Unit Options Exercise $0 -4,758 -10% $0.000000 42,828 01 Mar 2023 Class A Common Stock 4,758 Direct F2, F4
transaction ROKU Restricted Stock Unit Options Exercise $0 -2,542 -50% $0.000000 2,543 01 Mar 2023 Class A Common Stock 2,542 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on March 1, 2023.
F2 Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F3 This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2019.
F4 This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.
F5 This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2022.