Mustafa Ozgen - 01 Jun 2023 Form 4 Insider Report for ROKU, INC (ROKU)

Role
President, Devices
Signature
/s/ Renee Strandness, attorney-in-fact
Issuer symbol
ROKU
Transactions as of
01 Jun 2023
Net transactions value
-$220,300
Form type
4
Filing time
05 Jun 2023, 20:19:49 UTC
Previous filing
03 Mar 2023
Next filing
06 Sep 2023
SEC
View on sec.gov

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Quoteable Key Fact

"Mustafa Ozgen filed Form 4 for ROKU, INC (ROKU) on 05 Jun 2023."

Quick Takeaways

  • This page summarizes Mustafa Ozgen's Form 4 filing for ROKU, INC (ROKU).
  • 4 reported transactions and 2 derivative rows are listed below.
  • Filing timestamp: 05 Jun 2023, 20:19.

What Changed

  • Previous filing in this sequence was filed on 03 Mar 2023.
  • Current net transaction value: -$220,300.

Why This Matters

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Official SEC Source

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Options Exercise $0 +7,302 +29% $0.000000 32,640 01 Jun 2023 Direct
transaction ROKU Class A Common Stock Sale $220,300 -3,668 -11% $60.06 28,972 02 Jun 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Restricted Stock Unit Options Exercise $0 -4,759 -11% $0.000000 38,069 01 Jun 2023 Class A Common Stock 4,759 Direct F2, F3
transaction ROKU Restricted Stock Unit Options Exercise $0 -2,543 -100% $0.000000* 0 01 Jun 2023 Class A Common Stock 2,543 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on June 1, 2023.
F2 Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F3 This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.
F4 This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2022.

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