SEC ownership of ROKU, INC

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001428439.

Comparable stake leader

VANGUARD GROUP INC

Disclosed value leader

BlackRock, Inc.

Comparable rows

5/50

Latest evidence

14 Sep 2026

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 3 signals
Comparable ownership rows
5 of 50
Meaning: Rows with safely comparable ownership %
Latest 13D/G holder
VANGUARD GROUP INC
Source: Latest parsed Schedule 13D/G stake
Latest parsed ownership date
14 Sep 2026
Freshness: Most recent filing date in this holder set
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0001428439
Issuer location
San Jose, CA

Ownership snapshot

Top shareholders of ROKU, INC (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
VANGUARD GROUP INC
Disclosed value leader
BlackRock, Inc.
Comparable rows
5/50
Latest evidence
14 Sep 2026
13D/G 13F 3/4/5 Lead comparable stake: 10% 45 rows are not safely comparable across share classes. 13D/G row: VANGUARD GROUP INC Showing 1-8 of 50 holder rows.

Quick read

VANGUARD GROUP INC leads the comparable SEC ownership view at 10%.

5 of 50 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens VANGUARD GROUP INC's linked filing trail.
Comparable ownership Top 5
VANGUARD GROUP INC 10%
BlackRock, Inc. 9.7%
ARK Investment Management LLC 4.5%
Sumitomo Mitsui Trust Group, Inc. 4.3%
FMR LLC 4%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-8 of 50 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
VANGUARD GROUP INC
13D/G
The Vanguard Group
10%
Reported 13D/G · 29 Aug 2025
$1,068,218,850
13,028,648 shares
$0 29 Aug 2025
BlackRock, Inc.
13F 13D/G
Company
9.7%
Reported 13D/G · 30 Jun 2026
$1,848,586,712
13,381,980 shares
— 30 Jun 2026
ARK Investment Management LLC
13D/G 13F
Company
4.5%
Reported 13D/G · 31 Dec 2025
$638,109,756
5,881,738 shares
-$159,493,102 31 Dec 2025
Sumitomo Mitsui Trust Group, Inc.
13D/G 13F
Company
4.3%
Reported 13D/G · 31 Dec 2024
$367,696,273
5,595,743 shares
$0 31 Dec 2024
FMR LLC
13F 13D/G
Company
4%
Reported 13D/G · 30 Jun 2026
$733,608,423
5,310,616 shares
— 30 Jun 2026
Anthony J. Wood
3/4/5
CEO and Chairman BOD, Director, 10%+ Owner
—
mixed-class rows
$1,362,767,793
17,123,250 shares
mixed-class rows
-$53,762,420 14 Sep 2026
VANGUARD CAPITAL MANAGEMENT LLC
13F
Company
13F
—
denominator unverified
$818,633,526
5,926,115 shares
— 30 Jun 2026
VANGUARD PORTFOLIO MANAGEMENT LLC
13F
Company
13F
—
denominator unverified
$811,685,084
5,875,815 shares
— 30 Jun 2026
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Net insider flow leans to selling over the last 12 months. Net value: -$141,943,956.

Buys
$0
Insiders: 0
Sells
$141,943,956
Insiders: 9
Net
-$141,943,956
Shares: -1,230,308
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 0 Shares: 1,230,308
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 0 88,028 $0 $13,645,881 -$13,645,881
3-6 0 244,452 $0 $32,463,534 -$32,463,534
6-9 0 663,038 $0 $70,956,505 -$70,956,505
9-12 0 234,790 $0 $24,878,036 -$24,878,036

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-20 of 21 reporting-owner rows connected to ROKU, INC. Open a relationship link for the CIK-to-CIK filing trail.

Rows
21
Largest Forms 3/4/5 holder
Anthony J. Wood
Net 12M change
-$141.94MFull value: -$141,943,956 · USD · 12-month change
Latest report
02 Nov 2026
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
Anthony J. Wood CEO and Chairman BOD, Director, 10%+ Owner $1,362,767,793 -$53,762,420 -3.8% Mixed 14 Sep 2026
Charles Collier President, Roku Media $55,586,378 -$66,743,932 -55% Mixed 05 Oct 2026
Dan Jedda Cfo & Coo $10,908,348 -$9,496,977 -47% Mixed 15 Oct 2026
Adele Louise Pentland SVP General Counsel, Secretary $10,210,575 Mixed 03 Mar 2025
Scott A. Rosenberg GM, Sr. VP Platform Business $9,666,831 Mixed 01 Jun 2022
Gilbert Fuchsberg President, Subscriptions $9,274,572 -$4,783,798 -34% Mixed 01 Sep 2026
Mustafa Ozgen Pres, Devices, Prod, and Tech $8,392,929 -$1,998,668 -19% Mixed 01 Sep 2026
Stephen H. Kay SVP General Counsel, Secretary $5,253,664 Mixed 13 Jun 2024
Ray A. Rothrock Director $4,237,462 Mixed 11 Jun 2026
Gidon Katz SVP, Platform Products & UX $3,519,877 Mixed 01 Mar 2024
Neil D. Hunt Director $2,218,691 -$2,993,119 -57% Mixed 02 Nov 2026
Handman Christopher T. SVP & General Counsel $1,400,293 -$1,135,032 -45% Filing P/S 01 Sep 2026
Jeffrey M. Blackburn Director $1,328,464 Mixed 11 Jun 2026
Matthew C. Banks Vp, Cao $1,126,959 -$930,470 -45% Mixed 02 Nov 2026
Jeff Hastings Director $911,095 Mixed 11 Jun 2026
Gina Luna Director $752,702 Mixed 11 Jun 2026
Laurie Simon Hodrick Director $752,702 Mixed 11 Jun 2026
Ravi Ahuja Director $700,352 Mixed 06 Jun 2025
Mai Fyfield Director $644,739 -$99,540 -13% Filing P/S 11 Jun 2026
Alan S. Henricks Director $432,152 Mixed 20 May 2021

Recent insider transactions for ROKU, INC

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
Matthew C. Banks ROKU Class A Common Stock Sale -7.29% -$86,907 $157.44 -552 7,016 02 Nov 2026 Direct
Neil D. Hunt ROKU Class A Common Stock Sale -17.2% -$312,347 $156.17 -2,000 9,629 02 Nov 2026 Direct
Neil D. Hunt ROKU Class A Common Stock Conversion of derivative security 20.8% 2,000 11,629 02 Nov 2026 Direct
Neil D. Hunt ROKU Class B Common Stock Conversion of derivative security -7.14% -2,000 26,000 02 Nov 2026 Direct
Neil D. Hunt ROKU Class B Common Stock Options Exercise 16.7% 4,000 28,000 02 Nov 2026 Direct
Neil D. Hunt ROKU Employee Stock Option (right to buy) Options Exercise -11.3% -4,000 31,333 02 Nov 2026 Direct
Dan Jedda ROKU Class A Common Stock Sale -9.36% -$1,069,880 $152.84 -7,000 67,811 15 Oct 2026 Direct
Charles Collier ROKU Class A Common Stock Sale -47.5% -$3,114,125 $151.63 -20,538 22,700 05 Oct 2026 Direct
Charles Collier ROKU Class A Common Stock Options Exercise 45.2% 10,269 32,969 05 Oct 2026 Direct
Charles Collier ROKU Employee Stock Option (right to buy) Options Exercise -50% -20,538 20,538 05 Oct 2026 Direct
Matthew C. Banks ROKU Class A Common Stock Sale -6.82% -$84,324 $152.21 -554 7,568 01 Oct 2026 Direct
Neil D. Hunt ROKU Class A Common Stock Sale -17.2% -$302,186 $151.09 -2,000 9,629 01 Oct 2026 Direct
Neil D. Hunt ROKU Class A Common Stock Conversion of derivative security 20.8% 2,000 11,629 01 Oct 2026 Direct
Neil D. Hunt ROKU Class B Common Stock Conversion of derivative security -7.69% -2,000 24,000 01 Oct 2026 Direct
Neil D. Hunt ROKU Class B Common Stock Options Exercise 18.2% 4,000 26,000 01 Oct 2026 Direct
Neil D. Hunt ROKU Employee Stock Option (right to buy) Options Exercise -10.2% -4,000 35,333 01 Oct 2026 Direct
Dan Jedda ROKU Class A Common Stock Sale -8.56% -$1,097,670 $156.81 -7,000 74,811 15 Sep 2026 Direct
Anthony J. Wood ROKU Class A Common Stock Gift 119.5% 24,109 44,290 14 Sep 2026 Wood 2017 Revocable Trust
Anthony J. Wood ROKU Class A Common Stock Gift -29.6% -24,109 57,336 14 Sep 2026 The Anthony J. Wood 2025 Annuity Trust V-B
Charles Collier ROKU Class A Common Stock Sale -47.5% -$3,224,249 $156.99 -20,538 22,700 04 Sep 2026 Direct
Charles Collier ROKU Class A Common Stock Options Exercise 45.2% 10,269 32,969 04 Sep 2026 Direct
Charles Collier ROKU Employee Stock Option (right to buy) Options Exercise -33.3% -20,538 41,076 04 Sep 2026 Direct
Handman Christopher T. ROKU Class A Common Stock Sale -25% -$466,764 $155.64 -2,999 8,997 02 Sep 2026 Direct
Gilbert Fuchsberg ROKU Class A Common Stock Sale -10.7% -$750,807 $155.64 -4,824 40,168 02 Sep 2026 Direct
Charles Collier ROKU Class A Common Stock Sale -23.7% -$1,108,535 $156.86 -7,067 22,700 02 Sep 2026 Direct
Mustafa Ozgen ROKU Class A Common Stock Sale -11.8% -$530,732 $155.64 -3,410 25,569 02 Sep 2026 Direct
Matthew C. Banks ROKU Class A Common Stock Sale -6.3% -$84,979 $155.64 -546 8,122 02 Sep 2026 Direct
Anthony J. Wood ROKU Class A Common Stock Tax liability -17.2% -8,242 39,626 01 Sep 2026 Direct
Anthony J. Wood ROKU Class A Common Stock Options Exercise 77.8% 20,941 47,868 01 Sep 2026 Direct
Anthony J. Wood ROKU Restricted Stock Unit Options Exercise -100% -20,941 0 01 Sep 2026 Direct
Handman Christopher T. ROKU Class A Common Stock Tax liability -33% -5,900 11,996 01 Sep 2026 Direct
Handman Christopher T. ROKU Class A Common Stock Options Exercise 198.4% 11,898 17,896 01 Sep 2026 Direct
Handman Christopher T. ROKU Restricted Stock Unit Options Exercise -16.7% -11,898 59,492 01 Sep 2026 Direct
Gilbert Fuchsberg ROKU Class A Common Stock Tax liability -11.3% -5,710 44,992 01 Sep 2026 Direct
Gilbert Fuchsberg ROKU Class A Common Stock Options Exercise 25.6% 10,322 50,702 01 Sep 2026 Direct
Gilbert Fuchsberg ROKU Restricted Stock Unit Options Exercise -100% -10,322 0 01 Sep 2026 Direct
Dan Jedda ROKU Class A Common Stock Tax liability -11.2% -10,285 81,811 01 Sep 2026 Direct
Dan Jedda ROKU Class A Common Stock Options Exercise 39.6% 26,133 92,096 01 Sep 2026 Direct
Dan Jedda ROKU Restricted Stock Unit Options Exercise -100% -26,133 0 01 Sep 2026 Direct
Neil D. Hunt ROKU Class A Common Stock Sale -17.2% -$312,605 $156.30 -2,000 9,629 01 Sep 2026 Direct
Neil D. Hunt ROKU Class A Common Stock Conversion of derivative security 20.8% 2,000 11,629 01 Sep 2026 Direct
Neil D. Hunt ROKU Class B Common Stock Conversion of derivative security -8.33% -2,000 22,000 01 Sep 2026 Direct
Neil D. Hunt ROKU Class B Common Stock Options Exercise 20% 4,000 24,000 01 Sep 2026 Direct
Neil D. Hunt ROKU Employee Stock Option (right to buy) Options Exercise -9.23% -4,000 39,333 01 Sep 2026 Direct
Charles Collier ROKU Class A Common Stock Tax liability -33.2% -14,773 29,767 01 Sep 2026 Direct
Charles Collier ROKU Class A Common Stock Options Exercise 193% 29,340 44,540 01 Sep 2026 Direct
Charles Collier ROKU Restricted Stock Unit Options Exercise -50% -29,340 29,340 01 Sep 2026 Direct
Mustafa Ozgen ROKU Class A Common Stock Tax liability -18% -6,357 28,979 01 Sep 2026 Direct
Mustafa Ozgen ROKU Class A Common Stock Options Exercise 84.2% 16,151 35,336 01 Sep 2026 Direct
Mustafa Ozgen ROKU Restricted Stock Unit Options Exercise -100% -16,151 0 01 Sep 2026 Direct
* marks a reported price that did not pass the local price check.
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