Mustafa Ozgen - Nov 15, 2022 Form 4 Insider Report for ROKU, INC (ROKU)

Role
President, Devices
Signature
/s/ Renee Strandness, attorney-in-fact
Stock symbol
ROKU
Transactions as of
Nov 15, 2022
Transactions value $
-$506,446
Form type
4
Date filed
11/17/2022, 05:44 PM
Previous filing
Sep 6, 2022
Next filing
Mar 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Options Exercise $0 +17.3K +202.46% $0.00 25.8K Nov 15, 2022 Direct
transaction ROKU Class A Common Stock Sale -$506K -8.97K -34.73% $56.46 16.9K Nov 16, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Restricted Stock Unit Options Exercise $0 -9.99K -50% $0.00 9.99K Nov 15, 2022 Class A Common Stock 9.99K Direct F2, F3
transaction ROKU Restricted Stock Unit Options Exercise $0 -4.76K -9.09% $0.00 47.6K Nov 15, 2022 Class A Common Stock 4.76K Direct F2, F4
transaction ROKU Restricted Stock Unit Options Exercise $0 -2.54K -33.33% $0.00 5.09K Nov 15, 2022 Class A Common Stock 2.54K Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on November 15, 2022.
F2 Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F3 This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2019.
F4 This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.
F5 This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2022.

Remarks:

Exhibit 24.1 - Power of Attorney