Christopher Edmonds-Waters - 05 Mar 2026 Form 4 Insider Report for HERITAGE COMMERCE CORP (HTBK)

Role
EVP/People & Culture Officer
Signature
/s/Janisha Sabnani as Attorney-in-Fact for Christopher Edmond-Waters
Issuer symbol
HTBK
Transactions as of
05 Mar 2026
Net transactions value
$0
Form type
4
Filing time
09 Mar 2026, 20:25:00 UTC
Previous filing
03 Jun 2025
Next filing
11 Mar 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Edmonds-Waters Christopher EVP/People & Culture Officer 224 AIRPORT PARKWAY, SAN JOSE /s/Janisha Sabnani as Attorney-in-Fact for Christopher Edmond-Waters 09 Mar 2026 0001421898

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HTBK Common Stock, No Par Value 6,704 05 Mar 2026 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTBK Restricted Stock Unit Award +13,997 $0.000000* 13,997 05 Mar 2026 Common Stock, No Par Value 13,997 $0.000000 Direct F1, F2
holding HTBK Restricted Stock Unit 20,000 05 Mar 2026 Common Stock, No Par Value 20,000 $0.000000 Direct
holding HTBK Performance-Based Restricted Stock Unit 8,388 05 Mar 2026 Common Stock, No Par Value 8,388 $0.000000 Direct
holding HTBK Restricted Stock Unit 8,388 05 Mar 2026 Common Stock, No Par Value 8,388 $0.000000 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a right to receive one share of Issuer common stock.
F2 The restricted stock units vest annually in three equal installments commencing March 5, 2027, the first anniversary of the holder's grant date. The second tranche will vest on 3/5/2028. The remaining RSUs will vest on 3/5/2029.