SEC ownership of HERITAGE COMMERCE CORP

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001053352.

Comparable stake leader

BlackRock, Inc.

Disclosed value leader

BlackRock, Inc.

Comparable rows

50/50

Latest evidence

17 Apr 2026

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 3 signals
Comparable ownership rows
50 of 50
Meaning: Rows with safely comparable ownership %
Latest 13D/G holder
BlackRock, Inc.
Source: Latest parsed Schedule 13D/G stake
Latest parsed ownership date
17 Apr 2026
Freshness: Most recent filing date in this holder set
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0001053352
Issuer location
San Jose, CA

Ownership snapshot

Top shareholders of HERITAGE COMMERCE CORP (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
BlackRock, Inc.
Disclosed value leader
BlackRock, Inc.
Comparable rows
50/50
Latest evidence
17 Apr 2026
13F 13D/G 3/4/5 Lead comparable stake: 8.6% 13D/G row: BlackRock, Inc. Showing 1-8 of 50 holder rows.

Quick read

BlackRock, Inc. leads the comparable SEC ownership view at 8.6%.

50 of 50 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens BlackRock, Inc.'s linked filing trail.
Comparable ownership Top 5
BlackRock, Inc. 8.6%
BlackRock Portfolio Management LLC 5.5%
VANGUARD CAPITAL MANAGEMENT LLC 5%
WELLINGTON MANAGEMENT GROUP LLP 4.9%
FJ Capital Management LLC 3.8%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-8 of 50 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
BlackRock, Inc.
13F 13D/G
Company
8.6%
from 13D/G
$102,349,986
8,201,121 shares
31 Mar 2026
BlackRock Portfolio Management LLC
13D/G
5.5%
$33,602,950
3,384,017 shares
$0 30 Sep 2025
VANGUARD CAPITAL MANAGEMENT LLC
13D/G 13F
Vanguard Capital Management · Company
5%
$38,643,871
3,096,464 shares
$0 31 Mar 2026
WELLINGTON MANAGEMENT GROUP LLP
13D/G
4.9%
$31,765,482
3,005,249 shares
-$8,363,227 30 Jun 2025
FJ Capital Management LLC
13D/G
3.8%
$21,543,547
2,364,824 shares
-$9,277,005 31 Mar 2025
Bruce H. Cabral
3/4/5
Director
0.19%
$1,619,699
118,313 shares
mixed-class rows
-$60,186 17 Apr 2026
Stephen G. Heitel
3/4/5
Director
0.08%
$661,220
49,308 shares
17 Apr 2026
DIMENSIONAL FUND ADVISORS LP
13F
Company
13F
5.5%
$42,369,457
3,395,041 shares
31 Mar 2026
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Net insider flow leans to buying over the last 12 months. Net value: +$124,814.

Buys
$185,000
Insiders: 1
Sells
$60,186
Insiders: 1
Net
+$124,814
Shares: +14,111
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 20,000 Shares: 5,889
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 0 0 $0 $0 $0
3-6 0 0 $0 $0 $0
6-9 0 0 $0 $0 $0
9-12 20,000 5,889 $185,000 $60,186 +$124,814

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-20 of 25 reporting-owner rows connected to HERITAGE COMMERCE CORP. Open a relationship link for the CIK-to-CIK filing trail.

Rows
25
Largest Forms 3/4/5 holder
Ranson W. Webster
Net 12M change
+$124,814
Latest report
17 Apr 2026
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
Ranson W. Webster Director $5,330,436 Mixed 08 Mar 2024
Jason Philip DiNapoli Director $3,726,033 Mixed 10 Mar 2025
Bruce H. Cabral Director $1,619,699 -$60,186 -3.6% Mixed 17 Apr 2026
Deborah Reuter EVP/CRO/Corporate Secretary $1,008,910 Mixed 02 May 2025
Robertson Clay Jones Jr. President and CEO $819,611 Mixed 17 Apr 2026
Walter Theodore Kaczmarek President and CEO, Director $715,636 Mixed 24 Aug 2022
Lawrence D. McGovern Evp/Cfo $677,492 Mixed 02 May 2024
Stephen G. Heitel Director $661,220 Mixed 17 Apr 2026
Frank G. Bisceglia Director $577,546 Mixed 01 Feb 2022
Laura Roden Director $544,295 Mixed 10 Mar 2025
SA THOMAS A Evp/Coo $466,519 +$185,000 +66% Mixed 17 Apr 2026
Michael Eugene Benito Evp $348,035 Mixed 01 Jun 2022
Susan Svensson Just EVP/Chief Credit Officer $301,724 Mixed 17 Apr 2026
Margo G. Butsch EVP/Chief Credit Officer $226,370 Mixed 02 May 2023
Janisha Sabnani EVP/General Counsel/Corp Sec $195,718 Mixed 17 Apr 2026
Christopher Edmonds-Waters EVP/People & Culture Officer $187,471 Mixed 17 Apr 2026
Robert Moles Director $173,369 Mixed 03 Mar 2023
Coonley Janice Yuli Peng EVP/Chief People & Culture $73,899 Mixed 02 May 2024
Marina Park Sutton Director $33,122 Mixed 17 Apr 2026
Seth Fonti EVP/Chief Financial Officer $0 Mixed 17 Apr 2026

Recent insider transactions for HERITAGE COMMERCE CORP

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
Sa Thomas A HTBK Common Stock, No Par Value Disposed to Issuer -100% -37,576 0 17 Apr 2026 Direct
Sa Thomas A HTBK Performance-Based Restricted Stock Unit Disposed to Issuer -100% -13,831 0 17 Apr 2026 Direct
Sa Thomas A HTBK Restricted Stock Unit Disposed to Issuer -100% -58,325 0 17 Apr 2026 Direct
Janisha Sabnani HTBK Common Stock, No Par Value Disposed to Issuer -100% -4,916 0 17 Apr 2026 Direct
Janisha Sabnani HTBK Performance-Based Restricted Stock Unit Disposed to Issuer -100% -9,290 0 17 Apr 2026 Direct
Janisha Sabnani HTBK Restricted Stock Unit Disposed to Issuer -100% -31,059 0 17 Apr 2026 Direct
Marina Park Sutton HTBK Common Stock, No Par Value Disposed to Issuer -100% -123,994 0 17 Apr 2026 Direct
Marina Park Sutton HTBK Employee Stock Option (right to buy) Disposed to Issuer -100% -2,470 0 17 Apr 2026 Direct
Jeannie Tam HTBK Common Stock, No Par Value Disposed to Issuer -100% -6,233 0 17 Apr 2026 Direct
Jeannie Tam HTBK Restricted Stock Unit Disposed to Issuer -100% -9,299 0 17 Apr 2026 Direct
Robertson Clay Jones Jr. HTBK Common Stock, No Par Value Disposed to Issuer -100% -296,959 0 17 Apr 2026 Direct
Robertson Clay Jones Jr. HTBK Performance-Based Restricted Stock Unit Disposed to Issuer -100% -113,367 0 17 Apr 2026 Direct
Robertson Clay Jones Jr. HTBK Restricted Stock Unit Disposed to Issuer -100% -98,330 0 17 Apr 2026 Direct
Susan Svensson Just HTBK Common Stock, No Par Value Disposed to Issuer -100% -13,736 0 17 Apr 2026 Direct
Susan Svensson Just HTBK Performance-Based Restricted Stock Unit Disposed to Issuer -100% -22,883 0 17 Apr 2026 Direct
Susan Svensson Just HTBK Restricted Stock Unit Disposed to Issuer -100% -24,710 0 17 Apr 2026 Direct
Seth Fonti HTBK Common Stock, No Par Value Disposed to Issuer -100% -32,188 0 17 Apr 2026 Direct
Seth Fonti HTBK Restricted Stock Unit Disposed to Issuer -100% -19,654 0 17 Apr 2026 Direct
Stephen G. Heitel HTBK Common Stock, No Par Value Disposed to Issuer -100% -216,078 0 17 Apr 2026 Direct
Kamran F. Husain HTBK Common Stock, No Par Value Disposed to Issuer -100% -28,084 0 17 Apr 2026 Direct
Jack W. Conner HTBK Common Stock, No Par Value Disposed to Issuer -100% -165,361 0 17 Apr 2026 Direct
Christopher Edmonds-Waters HTBK Common Stock, No Par Value Disposed to Issuer -100% -9,639 0 17 Apr 2026 Direct
Christopher Edmonds-Waters HTBK Performance-Based Restricted Stock Unit Disposed to Issuer -100% -8,898 0 17 Apr 2026 Direct
Christopher Edmonds-Waters HTBK Restricted Stock Unit Disposed to Issuer -100% -42,099 0 17 Apr 2026 Direct
Julianne M. Biagini Komas HTBK Common Stock, No Par Value Disposed to Issuer -100% -68,194 0 17 Apr 2026 Direct
Bruce H. Cabral HTBK Common Stock, No Par Value Disposed to Issuer -100% -127,325 0 17 Apr 2026 Direct
Bruce H. Cabral HTBK Employee Stock Option (right to buy) Disposed to Issuer -100% -2,470 0 17 Apr 2026 Direct
Christopher J. Abate HTBK Common Stock, No Par Value Disposed to Issuer -100% -6,980 0 17 Apr 2026 Direct
Robertson Clay Jones Jr. HTBK Common Stock, No Par Value Award 0.17% 501 296,959 10 Mar 2026 Direct
Robertson Clay Jones Jr. HTBK Common Stock, No Par Value Options Exercise 3.45% 9,897 296,458 10 Mar 2026 Direct
Robertson Clay Jones Jr. HTBK Restricted Stock Unit Options Exercise -33.3% -9,897 19,794 10 Mar 2026 Direct
Janisha Sabnani HTBK Common Stock, No Par Value Tax liability -18.2% -1,090 4,916 10 Mar 2026 Direct
Janisha Sabnani HTBK Common Stock, No Par Value Award 2.49% 146 6,006 10 Mar 2026 Direct
Janisha Sabnani HTBK Common Stock, No Par Value Options Exercise 99.2% 2,919 5,860 10 Mar 2026 Direct
Janisha Sabnani HTBK Restricted Stock Unit Options Exercise -33.3% -2,919 5,838 10 Mar 2026 Direct
Christopher Edmonds-Waters HTBK Common Stock, No Par Value Award 1.46% 139 9,639 10 Mar 2026 Direct
Christopher Edmonds-Waters HTBK Common Stock, No Par Value Options Exercise 41.7% 2,796 9,500 10 Mar 2026 Direct
Christopher Edmonds-Waters HTBK Restricted Stock Unit Options Exercise -33.3% -2,796 5,592 10 Mar 2026 Direct
Robertson Clay Jones Jr. HTBK Common Stock, No Par Value Award 0.5% 1,427 286,561 08 Mar 2026 Direct
Robertson Clay Jones Jr. HTBK Common Stock, No Par Value Options Exercise 4.86% 13,212 285,134 08 Mar 2026 Direct
Robertson Clay Jones Jr. HTBK Restricted Stock Unit Options Exercise 13,212 13,212 08 Mar 2026 Direct
Jack W. Conner HTBK Common Stock, No Par Value Award 3.47% 4,022 119,889 05 Mar 2026 Direct
Julianne M. Biagini Komas HTBK Common Stock, No Par Value Award 11.1% 6,838 68,194 05 Mar 2026 Direct
Bruce H. Cabral HTBK Common Stock, No Par Value Award 80.6% 4,022 9,012 05 Mar 2026 Direct
Christopher J. Abate HTBK Common Stock, No Par Value Award 136% 4,022 6,980 05 Mar 2026 Direct
Stephen G. Heitel HTBK Common Stock, No Par Value Award 2.47% 4,022 166,770 05 Mar 2026 Direct
Seth Fonti HTBK Restricted Stock Unit Award 19,463 19,463 05 Mar 2026 Direct
Sa Thomas A HTBK Restricted Stock Unit Award 21,753 21,753 05 Mar 2026 Direct
Christopher Edmonds-Waters HTBK Restricted Stock Unit Award 13,997 13,997 05 Mar 2026 Direct
Susan Svensson Just HTBK Restricted Stock Unit Award 14,069 14,069 05 Mar 2026 Direct
* marks a reported price that did not pass the local price check.
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