Christopher Edmonds-Waters - 10 Mar 2026 Form 4 Insider Report for HERITAGE COMMERCE CORP (HTBK)

Role
EVP/People & Culture Officer
Signature
/s/Janisha Sabnani as Attorney-in-Fact for Christopher Edmonds-Waters
Issuer symbol
HTBK
Transactions as of
10 Mar 2026
Net transactions value
$0
Form type
4
Filing time
11 Mar 2026, 20:19:45 UTC
Previous filing
09 Mar 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Edmonds-Waters Christopher EVP/People & Culture Officer 224 AIRPORT PARKWAY, SAN JOSE /s/Janisha Sabnani as Attorney-in-Fact for Christopher Edmonds-Waters 11 Mar 2026 0001421898

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTBK Common Stock, No Par Value Options Exercise +2,796 +42% $0.000000* 9,500 10 Mar 2026 Direct
transaction HTBK Common Stock, No Par Value Award +139 +1.5% $0.000000* 9,639 10 Mar 2026 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTBK Restricted Stock Unit Options Exercise -2,796 -33% $0.000000* 5,592 10 Mar 2026 Common Stock, No Par Value 2,796 $0.000000 Direct F2, F3
holding HTBK Restricted Stock Unit 20,000 10 Mar 2026 Common Stock, No Par Value 20,000 $0.000000 Direct
holding HTBK Performance-Based Restricted Stock Unit 8,388 10 Mar 2026 Common Stock, No Par Value 8,388 $0.000000 Direct
holding HTBK Restricted Stock Unit 13,997 10 Mar 2026 Common Stock, No Par Value 13,997 $0.000000 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person acquired 139 shares of the Company's Common Stock as a result of the stock dividends payable to the reporting person upon the partial vesting of the RSUs grant.
F2 Restricted Stock Units (RSUs) convert into shares of the Company's Common Stock on a one-for-one basis.
F3 The RSUs vest annually in three equal installments commencing on March 10, 2026, the first anniversary of the holder's grant date. The second tranche will vest on March 10, 2027. The remaining RSUs will vest on March 10, 2028.