Wade Loo - 18 Jun 2025 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Reporting relationship: Director
Issuer ticker: HTGC
Reported as of: 18 Jun 2025
Net transaction value: +$59,989
SEC form: 4
Accepted by SEC: 20 Jun 2025, 16:31:14 UTC
Prior SEC filing: 09 May 2025
Next SEC filing: 26 Feb 2026
Source filing: View source filing
Reporting owner signature: /s /Eileen Bagarella, Attorney-in-Fact for Wade Loo

Key filing fact

Wade Loo filed Form 4 for Hercules Capital, Inc. (HTGC) on 20 Jun 2025.

Key facts

This page summarizes Wade Loo's Form 4 filing for Hercules Capital, Inc. (HTGC).
3 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 20 Jun 2025, 16:31.

Change

Previous filing in this sequence was filed on 09 May 2025.
Current net transaction value: +$59,989.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001668279 Primary reporting owner

Loo Wade

Relationship: Director
Address: C/O HERCULES CAPITAL, INC., 1 NORTH B STREET, SUITE 2000, SAN MATEO
Signature: /s /Eileen Bagarella, Attorney-in-Fact for Wade Loo
Signature date: 20 Jun 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HTGC transaction

Common Stock

Award

Transaction value: $59,989
Shares: +3,329
Change %: +44%
Price: $18.02
Shares after: 10,833
Date: 18 Jun 2025
Ownership: Direct
Footnotes: F1

HTGC transaction

Common Stock

Disposed to Issuer

Transaction value: $0
Shares: -5,999
Change %: -55%
Price: $0.000000
Shares after: 4,834
Date: 18 Jun 2025
Ownership: Direct
Footnotes: F2

HTGC transaction

Common Stock

Award

Transaction value: $0
Shares: +5,999
Change %: +24%
Price: $0.000000
Shares after: 31,093
Date: 18 Jun 2025
Ownership: By Trust
Footnotes: F2, F3, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Restricted Stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years.

Footnote F2

Shares previously reported as directly owned are now being reported as indirectly owned.

Footnote F3

Includes 40 dividend reinvestment shares acquired on May 20, 2025.

Footnote F4

Held by the Loo Revocable Trust