Wade Loo - 08 May 2025 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Reporting relationship: Director
Issuer ticker: HTGC
Reported as of: 08 May 2025
Net transaction value: +$104,923
SEC form: 4
Accepted by SEC: 09 May 2025, 16:22:04 UTC
Prior SEC filing: 08 Aug 2024
Next SEC filing: 20 Jun 2025
Source filing: View source filing
Reporting owner signature: /s /Eileen Bagarella, Attorney-in-Fact for Wade Loo

Key filing fact

Wade Loo filed Form 4 for Hercules Capital, Inc. (HTGC) on 09 May 2025.

Key facts

This page summarizes Wade Loo's Form 4 filing for Hercules Capital, Inc. (HTGC).
3 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 09 May 2025, 16:22.

Change

Previous filing in this sequence was filed on 08 Aug 2024.
Current net transaction value: +$104,923.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001668279 Primary reporting owner

Loo Wade

Relationship: Director
Address: C/O HERCULES CAPITAL, INC., 1 NORTH B STREET, SUITE 2000, SAN MATEO
Signature: /s /Eileen Bagarella, Attorney-in-Fact for Wade Loo
Signature date: 09 May 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HTGC transaction

Common Stock

Purchase

Transaction value: $104,923
Shares: +5,999
Change %: +84%
Price: $17.49
Shares after: 13,149
Date: 08 May 2025
Ownership: Direct
Footnotes: F1, F2

HTGC transaction

Common Stock

Disposed to Issuer

Transaction value: $0
Shares: -5,645
Change %: -43%
Price: $0.000000
Shares after: 7,504
Date: 08 May 2025
Ownership: Direct
Footnotes: F3

HTGC transaction

Common Stock

Award

Transaction value: $0
Shares: +5,645
Change %: +29%
Price: $0.000000
Shares after: 25,054
Date: 08 May 2025
Ownership: By Trust
Footnotes: F3, F4, F5

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.

Footnote F2

Average purchase price. Shares sold at prices between $17.38 and $17.58.

Footnote F3

Shares previously reported as directly owned are now being reported as indirectly owned.

Footnote F4

Includes 40, 38 and 34 dividend reinvestment shares acquired on August 20, 2024, November 20, 2024 and March 5, 2025, respectively.

Footnote F5

Held by the Loo Revocable Trust