Key facts
- This page summarizes Wade Loo's Form 4 filing for Hercules Capital, Inc. (HTGC).
- 3 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 08 Aug 2024, 18:50.
Wade Loo - 06 Aug 2024 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)
- Reporting relationship
- Director
- Issuer ticker
- HTGC
- Reported as of
- 06 Aug 2024
- Net transaction value
- +$104,676
- SEC form
- 4
- Accepted by SEC
- 08 Aug 2024, 18:50:10 UTC
- Prior SEC filing
- 27 Nov 2023
- Next SEC filing
- 09 May 2025
- Source filing
- View source filing
- Reporting owner signature
- /s /Eileen Bagarella, Attorney-in-Fact for Loo Wade
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Wade Loo filed Form 4 for Hercules Capital, Inc. (HTGC) on 08 Aug 2024.
Change
- Previous filing in this sequence was filed on 27 Nov 2023.
- Current net transaction value: +$104,676.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HTGC
transaction
Common Stock
Purchase
- Transaction value
- $104,676
- Shares
- +5,645
- Change %
- +182%
- Price
- $18.54
- Shares after
- 8,746
- Date
- 06 Aug 2024
- Ownership
- Direct
- Footnotes
- F1, F2
HTGC
transaction
Common Stock
Disposed to Issuer
- Transaction value
- $0
- Shares
- -1,596
- Change %
- -18%
- Price
- $0.000000
- Shares after
- 7,150
- Date
- 06 Aug 2024
- Ownership
- Direct
- Footnotes
- F3
HTGC
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +1,596
- Change %
- +9%
- Price
- $0.000000
- Shares after
- 19,296
- Date
- 06 Aug 2024
- Ownership
- By Trust
- Footnotes
- F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.
Footnote F2
Average purchase price. Shares purchased at prices between $18.5150 and $18.5600.
Footnote F3
Shares previously reported as directly owned are now being reported as indirectly owned.
Footnote F4
Includes 522 and 500 dividend reinvestment shares acquired on March 6, 2024 May 21, 2024, respectively.