Loo Wade - Aug 6, 2024 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Director
Signature
/s /Eileen Bagarella, Attorney-in-Fact for Loo Wade
Stock symbol
HTGC
Transactions as of
Aug 6, 2024
Transactions value $
$104,676
Form type
4
Date filed
8/8/2024, 06:50 PM
Previous filing
Nov 27, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Purchase $105K +5.65K +182.04% $18.54 8.75K Aug 6, 2024 Direct F1, F2
transaction HTGC Common Stock Disposed to Issuer $0 -1.6K -18.25% $0.00 7.15K Aug 6, 2024 Direct F3
transaction HTGC Common Stock Award $0 +1.6K +9.02% $0.00 19.3K Aug 6, 2024 By Trust F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.
F2 Average purchase price. Shares purchased at prices between $18.5150 and $18.5600.
F3 Shares previously reported as directly owned are now being reported as indirectly owned.
F4 Includes 522 and 500 dividend reinvestment shares acquired on March 6, 2024 May 21, 2024, respectively.