Thomas J. Fallon - May 8, 2025 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Director
Signature
/s/ Eileen Bagarella, Attorney-in-Fact for Thomas J. Fallon
Stock symbol
HTGC
Transactions as of
May 8, 2025
Transactions value $
$104,759
Form type
4
Date filed
5/9/2025, 04:20 PM
Previous filing
Aug 8, 2024
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Fallon Thomas J Director C/O HERCULES CAPITAL, INC., 1 NORTH B STREET, SUITE 2000, SAN MATEO /s/ Eileen Bagarella, Attorney-in-Fact for Thomas J. Fallon 2025-05-09 0001399121

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Purchase $105K +5.98K +6.43% $17.53 98.9K May 8, 2025 By Trust F1, F2, F3, F4
holding HTGC Common Stock 6.79K May 8, 2025 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.
F2 Average purchase price. Shares purchased at prices between $17.46 and $17.67.
F3 Includes 182, 170 and 154 dividend reinvestment shares acquired on August 20, 2024, November 20, 2024 and March 5, 2025 respectively.
F4 Held by the Fallon Family Revocable Trust