Thomas J. Fallon - 08 May 2025 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Reporting relationship: Director
Issuer ticker: HTGC
Reported as of: 08 May 2025
Net transaction value: +$104,759
SEC form: 4
Accepted by SEC: 09 May 2025, 16:20:48 UTC
Prior SEC filing: 08 Aug 2024
Next SEC filing: 19 Feb 2026
Source filing: View source filing
Reporting owner signature: /s/ Eileen Bagarella, Attorney-in-Fact for Thomas J. Fallon

Key filing fact

Thomas J. Fallon filed Form 4 for Hercules Capital, Inc. (HTGC) on 09 May 2025.

Key facts

This page summarizes Thomas J. Fallon's Form 4 filing for Hercules Capital, Inc. (HTGC).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 09 May 2025, 16:20.

Change

Previous filing in this sequence was filed on 08 Aug 2024.
Current net transaction value: +$104,759.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001399121 Primary reporting owner

Fallon Thomas J

Relationship: Director
Address: C/O HERCULES CAPITAL, INC., 1 NORTH B STREET, SUITE 2000, SAN MATEO
Signature: /s/ Eileen Bagarella, Attorney-in-Fact for Thomas J. Fallon
Signature date: 09 May 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HTGC transaction

Common Stock

Purchase

Transaction value: $104,759
Shares: +5,976
Change %: +6.4%
Price: $17.53
Shares after: 98,882
Date: 08 May 2025
Ownership: By Trust
Footnotes: F1, F2, F3, F4

HTGC holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 6,789
Date: 08 May 2025
Ownership: Direct

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.

Footnote F2

Average purchase price. Shares purchased at prices between $17.46 and $17.67.

Footnote F3

Includes 182, 170 and 154 dividend reinvestment shares acquired on August 20, 2024, November 20, 2024 and March 5, 2025 respectively.

Footnote F4

Held by the Fallon Family Revocable Trust