Fallon Thomas J - Aug 6, 2024 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Director
Signature
/s /Eileen Bagarella, Attorney-in-Fact for Fallon Thomas J
Stock symbol
HTGC
Transactions as of
Aug 6, 2024
Transactions value $
$104,885
Form type
4
Date filed
8/8/2024, 06:49 PM
Previous filing
Jun 24, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Disposed to Issuer $0 -1.16K -14.57% $0.00 6.79K Aug 6, 2024 Direct F1
transaction HTGC Common Stock Award $0 +1.16K +1.35% $0.00 86.7K Aug 6, 2024 By Trust F1
transaction HTGC Common Stock Purchase $105K +5.72K +6.6% $18.33 92.4K Aug 6, 2024 By Trust F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares previously reported as directly owned are now being reported as indirectly owned.
F2 Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.
F3 Average purchase price. Shares purchased at prices between $18.3269 and $18.3280.
F4 Held by the Fallon Family Revocable Trust