Kiersten Zaza Botelho - Dec 5, 2024 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Chief Legal Officer & CCO
Signature
/s/ /Eileen Bagarella, Attorney-in-Fact for Kiersten Zaza Botelho
Stock symbol
HTGC
Transactions as of
Dec 5, 2024
Transactions value $
$0
Form type
4
Date filed
12/9/2024, 08:41 PM
Previous filing
Oct 15, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTGC Restricted Stock Units Award $0 +10.6K +80.13% $0.00 23.8K Dec 5, 2024 Common Stock 10.6K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2 The Reporting Person received an award of restricted stock units on December 5, 2024 which will vest 100% on December 5, 2031.