Kiersten Zaza Botelho - Oct 10, 2024 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Chief Legal Officer & CCO
Signature
/s/ /Eileen Bagarella, Attorney-in-Fact for Kiersten Zaza Botelho
Stock symbol
HTGC
Transactions as of
Oct 10, 2024
Transactions value $
-$19,968
Form type
4
Date filed
10/15/2024, 04:52 PM
Previous filing
Jul 15, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Tax liability -$4.2K -213 -0.44% $19.74 47.8K Oct 10, 2024 Direct F1
transaction HTGC Common Stock Tax liability -$15.8K -803 -1.68% $19.63 47K Oct 11, 2024 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 10, 2024..
F2 Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 11, 2024.