Kiersten Zaza Botelho - 10 Oct 2024 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Chief Legal Officer & CCO
Signature
/s/ /Eileen Bagarella, Attorney-in-Fact for Kiersten Zaza Botelho
Issuer symbol
HTGC
Transactions as of
10 Oct 2024
Net transactions value
-$19,968
Form type
4
Filing time
15 Oct 2024, 16:52:00 UTC
Previous filing
15 Jul 2024
Next filing
09 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Tax liability $4,205 -213 -0.44% $19.74 47,796 10 Oct 2024 Direct F1
transaction HTGC Common Stock Tax liability $15,763 -803 -1.7% $19.63 46,993 11 Oct 2024 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 10, 2024..
F2 Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 11, 2024.