Kiersten Zaza Botelho - 09 Jan 2025 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role: Chief Legal Officer & CCO
Signature: /s/ /Eileen Bagarella, Attorney-in-Fact for Kiersten Zaza Botelho
Issuer symbol: HTGC
Transactions as of: 09 Jan 2025
Net transactions value: +$464,195
Form type: 4
Filing time: 13 Jan 2025, 16:06:27 UTC
Previous filing: 09 Dec 2024
Next filing: 14 Jan 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HTGC	Common Stock	Tax liability	$85,814	-4,295	-9.1%	$19.98	42,698	09 Jan 2025	Direct	F1
transaction	HTGC	Common Stock	Award	$550,009	+27,528	+64%	$19.98	70,226	09 Jan 2025	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 9, 2025.
F2	Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months.