Loo Wade - Nov 22, 2023 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Director
Signature
/s /Eileen Bagarella, Attorney-in-Fact for Wade Loo
Stock symbol
HTGC
Transactions as of
Nov 22, 2023
Transactions value $
$9,209
Form type
4
Date filed
11/27/2023, 08:05 PM
Previous filing
Sep 11, 2023
Next filing
Aug 8, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Disposed to Issuer $0 -5.74K -65.62% $0.00 3.01K Nov 22, 2023 Direct F1
transaction HTGC Common Stock Award $1.44K +91 +3.02% $15.87 3.1K Nov 22, 2023 Direct F2
transaction HTGC Common Stock Award $0 +5.74K +55.04% $0.00 16.2K Nov 22, 2023 By Trust F1, F3
transaction HTGC Common Stock Award $7.76K +499 +3.08% $15.56 16.7K Nov 22, 2023 By Trust F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares previously reported as directly owned are now being reported as indirectly owned.
F2 Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan.
F3 Held by the Loo Revocable Trust
F4 Shares acquired as dividend reinvestment shares.