Fallon Thomas J - Jun 20, 2024 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Director
Signature
/s/ Eileen Bagarella, Attorney-in-Fact for Thomas J. Fallon
Stock symbol
HTGC
Transactions as of
Jun 20, 2024
Transactions value $
$59,994
Form type
4
Date filed
6/24/2024, 05:02 PM
Previous filing
Nov 27, 2023
Next filing
Aug 8, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Award $60K +3.03K +59.81% $19.80 8.1K Jun 20, 2024 Direct F1
transaction HTGC Common Stock Disposed to Issuer $0 -149 -1.84% $0.00 7.95K Jun 20, 2024 Direct F2
transaction HTGC Common Stock Award $0 +149 +0.17% $0.00 85.5K Jun 20, 2024 By Trust F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years.
F2 Shares previously reported as directly owned are now being reported as indirectly owned.
F3 Includes 132 and 125 dividend reinvestment shares acquired on March 6, 2024 and May 21, 2024, respectively.
F4 Held by the Fallon Family Revocable Trust