Key facts
- This page summarizes Thomas J. Fallon's Form 4 filing for Hercules Capital, Inc. (HTGC).
- 3 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 24 Jun 2024, 17:02.
Thomas J. Fallon - 20 Jun 2024 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)
- Reporting relationship
- Director
- Issuer ticker
- HTGC
- Reported as of
- 20 Jun 2024
- Net transaction value
- +$59,994
- SEC form
- 4
- Accepted by SEC
- 24 Jun 2024, 17:02:22 UTC
- Prior SEC filing
- 27 Nov 2023
- Next SEC filing
- 08 Aug 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Eileen Bagarella, Attorney-in-Fact for Thomas J. Fallon
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Thomas J. Fallon filed Form 4 for Hercules Capital, Inc. (HTGC) on 24 Jun 2024.
Change
- Previous filing in this sequence was filed on 27 Nov 2023.
- Current net transaction value: +$59,994.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HTGC
transaction
Common Stock
Award
- Transaction value
- $59,994
- Shares
- +3,030
- Change %
- +60%
- Price
- $19.80
- Shares after
- 8,096
- Date
- 20 Jun 2024
- Ownership
- Direct
- Footnotes
- F1
HTGC
transaction
Common Stock
Disposed to Issuer
- Transaction value
- $0
- Shares
- -149
- Change %
- -1.8%
- Price
- $0.000000
- Shares after
- 7,947
- Date
- 20 Jun 2024
- Ownership
- Direct
- Footnotes
- F2
HTGC
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +149
- Change %
- +0.17%
- Price
- $0.000000
- Shares after
- 85,519
- Date
- 20 Jun 2024
- Ownership
- By Trust
- Footnotes
- F2, F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Restricted Stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years.
Footnote F2
Shares previously reported as directly owned are now being reported as indirectly owned.
Footnote F3
Includes 132 and 125 dividend reinvestment shares acquired on March 6, 2024 and May 21, 2024, respectively.
Footnote F4
Held by the Fallon Family Revocable Trust