Thomas J. Fallon - 22 Nov 2023 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Director
Signature
/s/ Eileen Bagarella, Attorney-in-Fact for Thomas J. Fallon
Issuer symbol
HTGC
Transactions as of
22 Nov 2023
Net transactions value
+$2,365
Form type
4
Filing time
27 Nov 2023, 20:05:42 UTC
Previous filing
11 Sep 2023
Next filing
24 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Disposed to Issuer $0 -5,800 -54% $0.000000 4,917 22 Nov 2023 Direct F1
transaction HTGC Common Stock Award $2,365 +149 +3% $15.87 5,066 22 Nov 2023 Direct F2
transaction HTGC Common Stock Award $0 +5,800 +7.3% $0.000000 85,113 22 Nov 2023 By Trust F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares previously reported as directly owned are now being reported as indirectly owned.
F2 Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan.
F3 Held by the Fallon Family Revocable Trust