| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HTGC | Common Stock | Options Exercise | $27,778 | +1,700 | +40% | $16.34 | 5,934 | 18 Jun 2024 | Direct | |
| transaction | HTGC | Common Stock | Sale | $33,320 | -1,700 | -29% | $19.60 | 4,234 | 18 Jun 2024 | Direct | |
| transaction | HTGC | Common Stock | Options Exercise | $217,322 | +13,300 | +314% | $16.34 | 17,534 | 20 Jun 2024 | Direct | |
| transaction | HTGC | Common Stock | Sale | $261,892 | -13,300 | -76% | $19.69 | 4,234 | 20 Jun 2024 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HTGC | Stock Option (Right to Buy) | Options Exercise | $0 | -1,700 | -11% | $0.000000 | 13,300 | 18 Jun 2024 | Common Stock | 1,700 | $16.34 | Direct | F2 |
| transaction | HTGC | Stock Option (Right to Buy) | Options Exercise | $0 | -13,300 | -100% | $0.000000* | 0 | 20 Jun 2024 | Common Stock | 13,300 | $16.34 | Direct | F2 |
| Id | Content |
|---|---|
| F1 | This transaction was executed in multiple trades at prices ranging from $19.61 USD to $19.815 USD; the price reported above reflects the weighted average sale price. |
| F2 | Vested one-third each year starting July 8, 2015. |