Robert Badavas - May 8, 2025 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Director
Signature
/s/ /Eileen Bagarella, Attorney-in-Fact for Robert Badavas
Stock symbol
HTGC
Transactions as of
May 8, 2025
Transactions value $
$31,465
Form type
4
Date filed
5/9/2025, 04:21 PM
Previous filing
Jun 21, 2024
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
BADAVAS ROBERT P Director C/O HERCULES CAPITAL, INC., 1 NORTH B STREET, SUITE 2000, SAN MATEO /s/ /Eileen Bagarella, Attorney-in-Fact for Robert Badavas 2025-05-09 0001207407

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Purchase $31.5K +1.8K +42.49% $17.49 6.03K May 8, 2025 Direct F1, F2
transaction HTGC Common Stock Disposed to Issuer $0 -1.41K -23.39% $0.00 4.62K May 8, 2025 Direct F3
transaction HTGC Common Stock Award $0 +1.41K +1.31% $0.00 109K May 8, 2025 By Trust F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.
F2 Average purchase price. Shares purchased at prices between $17.38 and $17.58.
F3 Shares previously reported as directly owned are now being reported as indirectly owned.
F4 Held by the Robert P. Badavas Trust of 2007