| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| BADAVAS ROBERT P | Director | C/O HERCULES CAPITAL, INC., 1 NORTH B STREET, SUITE 2000, SAN MATEO | /s/ /Eileen Bagarella, Attorney-in-Fact for Robert Badavas | 09 May 2025 | 0001207407 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HTGC | Common Stock | Purchase | $31,465 | +1,799 | +42% | $17.49 | 6,033 | 08 May 2025 | Direct | F1, F2 |
| transaction | HTGC | Common Stock | Disposed to Issuer | $0 | -1,411 | -23% | $0.000000 | 4,622 | 08 May 2025 | Direct | F3 |
| transaction | HTGC | Common Stock | Award | $0 | +1,411 | +1.3% | $0.000000 | 108,863 | 08 May 2025 | By Trust | F3, F4 |
| Id | Content |
|---|---|
| F1 | Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. |
| F2 | Average purchase price. Shares purchased at prices between $17.38 and $17.58. |
| F3 | Shares previously reported as directly owned are now being reported as indirectly owned. |
| F4 | Held by the Robert P. Badavas Trust of 2007 |