ROBERT P. BADAVAS - 22 Jun 2023 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Director
Signature
/s/ /Eileen Bagarella, Attorney-in-Fact for Robert Badavas
Issuer symbol
HTGC
Transactions as of
22 Jun 2023
Net transactions value
+$59,996
Form type
4
Filing time
26 Jun 2023, 16:04:57 UTC
Next filing
21 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Award $59,996 +4,234 +3.9% $14.17 111,686 22 Jun 2023 Direct F1
transaction HTGC Common Stock Disposed to Issuer $0 -107,452 -96% $0.000000 4,234 22 Jun 2023 Direct F2
transaction HTGC Common Stock Award $0 +107,452 $0.000000 107,452 22 Jun 2023 By Trust F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years.
F2 Shares previously reported as directly owned are now being reported as indirectly owned
F3 Held by the Robert P. Badavas Trust of 2007