Wade Loo - 08 Sep 2023 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Reporting relationship: Director
Issuer ticker: HTGC
Reported as of: 08 Sep 2023
Net transaction value: +$89,930
SEC form: 4
Accepted by SEC: 11 Sep 2023, 17:15:32 UTC
Prior SEC filing: 28 Aug 2023
Next SEC filing: 27 Nov 2023
Source filing: View source filing
Reporting owner signature: /s /Eileen Bagarella, Attorney-in-Fact for Wade Loo

Key filing fact

Wade Loo filed Form 4 for Hercules Capital, Inc. (HTGC) on 11 Sep 2023.

Key facts

This page summarizes Wade Loo's Form 4 filing for Hercules Capital, Inc. (HTGC).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 11 Sep 2023, 17:15.

Change

Previous filing in this sequence was filed on 28 Aug 2023.
Current net transaction value: +$89,930.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HTGC transaction

Common Stock

Award

Transaction value: $89,930
Shares: +5,656
Change %: +183%
Price: $15.90
Shares after: 8,754
Date: 08 Sep 2023
Ownership: Direct
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.