Kiersten Zaza Botelho - Jan 10, 2023 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
General Counsel & CCO
Signature
/s/ /Eileen Bagarella, Attorney-in-Fact for Kiersten Zaza Botelho
Stock symbol
HTGC
Transactions as of
Jan 10, 2023
Transactions value $
-$9,124
Form type
4
Date filed
1/12/2023, 06:10 PM
Previous filing
Jan 11, 2022
Next filing
Jan 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Tax liability -$9.12K -685 -11.66% $13.32 5.19K Jan 10, 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 10, 2023.