Kiersten Zaza Botelho - 11 Jan 2023 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role: General Counsel & CCO
Signature: /s/ /Eileen Bagarella, Attorney-in-Fact for Kiersten Zaza Botelho
Issuer symbol: HTGC
Transactions as of: 11 Jan 2023
Net transactions value: +$299,997
Form type: 4
Filing time: 13 Jan 2023, 16:16:26 UTC
Previous filing: 12 Jan 2023
Next filing: 08 Feb 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HTGC	Common Stock	Award	$299,997	+22,222	+428%	$13.50	27,412	11 Jan 2023	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months.