Kiersten Zaza Botelho - 10 Jan 2022 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
General Counsel & CCO
Signature
/s/ /Eileen Bagarella, Attorney-in-Fact for Kiersten Zaza Botelho
Issuer symbol
HTGC
Transactions as of
10 Jan 2022
Net transactions value
+$99,992
Form type
4
Filing time
11 Jan 2022, 17:18:27 UTC
Next filing
12 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Award $99,992 +5,875 $17.02 5,875 10 Jan 2022 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions with one-third vesting on the one year anniversary of the grant followed by quarterly vesting over the following 24 months.