Bradford C. Koenig - May 24, 2022 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Director
Signature
/s/ /Eileen Bagarella, Attorney-in-Fact for Bradford C. Koenig
Stock symbol
HTGC
Transactions as of
May 24, 2022
Transactions value $
$3,629
Form type
4
Date filed
5/26/2022, 05:27 PM
Previous filing
Mar 18, 2022
Next filing
Aug 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Disposed to Issuer $0 -21.1K -74.52% $0.00 7.23K May 24, 2022 Direct F1
transaction HTGC Common Stock Award $0 +21.1K $0.00 21.1K May 24, 2022 By Trust F1, F2
transaction HTGC Common Stock Award $1.81K +120 +1.66% $15.06 7.35K May 24, 2022 Direct F3
transaction HTGC Common Stock Award $1.82K +121 +0.57% $15.06 21.3K May 24, 2022 By Trust F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 21,148 shares previously reported as directly owned are now being reported as indirectly owned.
F2 Held by the Koenig Family 1994 Trust
F3 Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan.