Bradford C. Koenig - 16 Mar 2022 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Director
Signature
/s/ /Eileen Bagarella, Attorney-in-Fact for Bradford C. Koenig
Issuer symbol
HTGC
Transactions as of
16 Mar 2022
Net transactions value
+$3,636
Form type
4
Filing time
18 Mar 2022, 16:08:02 UTC
Previous filing
19 Nov 2021
Next filing
26 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Award $3,636 +214 +0.76% $16.99 28,379 16 Mar 2022 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan.
F2 Due to administrative rounding, the number of shares of common stock beneficially owned by the reporting person was overstated by 2 shares.