Bradford C. Koenig - Aug 1, 2022 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Director
Signature
/s/ /Eileen Bagarella, Attorney-in-Fact for Bradford C. Koenig
Stock symbol
HTGC
Transactions as of
Aug 1, 2022
Transactions value $
$69,996
Form type
4
Date filed
8/1/2022, 04:42 PM
Previous filing
May 26, 2022
Next filing
Aug 18, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Disposed to Issuer $0 -120 -1.63% $0.00 7.23K Aug 1, 2022 Direct F1
transaction HTGC Common Stock Award $0 +120 +0.56% $0.00 21.4K Aug 1, 2022 By Trust F1, F2
transaction HTGC Common Stock Award $70K +4.34K +20.29% $16.13 25.7K Aug 1, 2022 By Trust F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 120 shares previously reported as directly owned are now being reported as indirectly owned.
F2 Held by the Koenig Family 1994 Trust
F3 Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.