TubeSolar AG - 03 Sep 2021 Form 4 Insider Report for Ascent Solar Technologies, Inc. (ASTI)

Role: 10%+ Owner
Signature: /s/ Juergen Gallina
Issuer symbol: ASTI
Transactions as of: 03 Sep 2021
Net transactions value: +$40,000
Form type: 4
Filing time: 14 Sep 2021, 18:02:17 UTC
Previous filing: 20 Jul 2021
Next filing: 18 Nov 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ASTI	Common Stock	Conversion of derivative security	$40,000	+400,000,000	+67%	$0.000100^*	1,000,000,000	03 Sep 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ASTI	Series 1A Preferred Stock, par value $0.0001	Conversion of derivative security		-40	-1.6%		2,400	03 Sep 2021	Common Stock, par value $0.0001 per share	24,000,000,000	$0.000100	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Conversion price is $0.0001 per the stated value of the Series 1A Preferred Stock, which is $1,000 per share.
F2	The Series 1A Preferred Stock has no expiration date.