TubeSolar AG - Sep 3, 2021 Form 4 Insider Report for Ascent Solar Technologies, Inc. (ASTI)

Role
10%+ Owner
Signature
/s/ Juergen Gallina
Stock symbol
ASTI
Transactions as of
Sep 3, 2021
Transactions value $
$40,000
Form type
4
Date filed
9/14/2021, 06:02 PM
Previous filing
Jul 20, 2021
Next filing
Nov 18, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASTI Common Stock Conversion of derivative security $40K +400M +66.67% $0.00* 1B Sep 3, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASTI Series 1A Preferred Stock, par value $0.0001 Conversion of derivative security -40 -1.64% 2.4K Sep 3, 2021 Common Stock, par value $0.0001 per share 24B $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion price is $0.0001 per the stated value of the Series 1A Preferred Stock, which is $1,000 per share.
F2 The Series 1A Preferred Stock has no expiration date.