TubeSolar AG - Jul 19, 2021 Form 4 Insider Report for Ascent Solar Technologies, Inc. (ASTI)

Role: 10%+ Owner
Signature: /s/ Juergen Gallina
Stock symbol: ASTI
Transactions as of: Jul 19, 2021
Transactions value $: $60,000
Form type: 4
Date filed: 7/20/2021, 04:15 PM
Next filing: Sep 14, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ASTI	Common Stock	Conversion of derivative security	$60K	+600M		$0.00^*	600M	Jul 19, 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ASTI	Series 1A Preferred Stock, par value $0.0001	Conversion of derivative security		-60	-2.4%		2.44K	Jul 19, 2021	Common Stock, par value $0.0001 per share	24.4B	$0.00	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Conversion price is $0.0001 per the stated value of the Series 1A Preferred Stock, which is $1,000 per share.
F2	The Series 1A Preferred Stock has no expiration date.