SEC ownership of Ascent Solar Technologies, Inc.

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001350102.

Comparable stake leader

Ryan Barwick Taylor

Disclosed value leader

BD1 Investment Holding, LLC

Comparable rows

28/41

Latest evidence

29 May 2026

Ownership snapshot 2 signals
Latest 13D/G holder
Ryan Barwick Taylor
Latest parsed evidence date
29 May 2026
Issuer 2 identity fields
CIK
0001350102
Location
Thornton, CO

Ownership snapshot

Top shareholders of Ascent Solar Technologies, Inc. (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Ryan Barwick Taylor
Disclosed value leader
BD1 Investment Holding, LLC
Comparable rows
28/41
Latest evidence
29 May 2026
13D/G 13F 3/4/5 Lead comparable stake: 9.9% 13 rows are not safely comparable across share classes. 13D/G row: Ryan Barwick Taylor Showing 1-8 of 41 holder rows.

Quick read

Ryan Barwick Taylor leads the comparable SEC ownership view at 9.9%.

28 of 41 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Comparable ownership Top 5
Ryan Barwick Taylor 9.9%
ARMISTICE CAPITAL, LLC 5%
INTRACOASTAL CAPITAL, LLC 5%
Ayrton Capital LLC 0.03%
Arosa Capital Management LP 1.5%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-8 of 41 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Ryan Barwick Taylor
13D/G
Ryan Taylor
9.9%
$3,434,343
946,100 shares
+$699,138 12 May 2026
ARMISTICE CAPITAL, LLC
13D/G
5%
$1,803,910
496,945 shares
+$402,215 31 Mar 2026
INTRACOASTAL CAPITAL, LLC
13D/G
Mitchell P. Kopin
5%
$1,803,910
496,945 shares
+$79,239 31 Mar 2026
Ayrton Capital LLC
13D/G
0.03%
$10,244
2,822 shares
-$1,786,530 31 Mar 2026
Arosa Capital Management LP
13F
Company
13F
1.5%
$591,000
150,000 shares
31 Mar 2026
UBS Group AG
13F
Company
13F
1.5%
$584,507
148,352 shares
31 Mar 2026
VANGUARD CAPITAL MANAGEMENT LLC
13F
Company
13F
0.89%
$350,550
88,972 shares
31 Mar 2026
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
13F
0.79%
$311,950
79,122 shares
31 Mar 2026
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Net insider flow leans to selling over the last 12 months. Net value: -$271,412.

Buys
$0
Insiders: 0
Sells
$271,412
Insiders: 1
Net
-$271,412
Shares: -47,191
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 0 Shares: 47,191
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 0 7,843 $0 $71,763 -$71,763
3-6 0 39,348 $0 $199,648 -$199,648
6-9 0 0 $0 $0 $0
9-12 0 0 $0 $0 $0

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-15 of 15 reporting-owner rows connected to Ascent Solar Technologies, Inc.. Open a relationship link for the CIK-to-CIK filing trail.

Rows
15
Largest Forms 3/4/5 holder
BD1 Investment Holding, LLC
Net 12M change
-$271,412
Latest report
29 May 2026
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
BD1 Investment Holding, LLC 10%+ Owner $6,743,334 Mixed 06 Apr 2023
Crowdex Investment, LLC 10%+ Owner $4,713,286 Mixed 01 Feb 2022
ARION AGROPHOTOVOLTAIC PRIVATE LTD 10%+ Owner $4,250,000 Mixed 06 Apr 2023
TubeSolar AG 10%+ Owner $4,215,088 Mixed 31 May 2022
Lucro Investments VCC - ESG Opportunities Fund 10%+ Owner $3,127,367 Mixed 14 Mar 2023
Jeffrey Max Chief Executive Office $3,004,402 Mixed 21 Sep 2022
Forrest T. Reynolds Director $332,456 -$271,412 -45% Filing P/S 29 May 2026
Paul P. Warley Chief Executive Officer, Director $30,595 Filing P/S 02 Jun 2025
Jin H. Jo Chief Financial Officer $14,823 Mixed 02 Jun 2025
David Theodore Peterson Jr. Director $10,123 Filing P/S 02 Jun 2025
Bobby Gulati Chief Operating Officer $1,017 Mixed 02 Jun 2025
Felix T. Mantke Director Mixed 16 Sep 2022
Michael J. French Director Mixed 16 Sep 2022
Gregory C. Thompson Director Mixed 02 Jun 2025
Louis C. Berezovsky Director Mixed 02 Jun 2025

Recent insider transactions for Ascent Solar Technologies, Inc.

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
Forrest T. Reynolds ASTI Common Stock Sale -17.8% $71,763 $9.15 -7,843 36,334 29 May 2026 Direct
Forrest T. Reynolds ASTI Common Stock Tax liability -4.48% -2,071 44,177 29 May 2026 Direct
Forrest T. Reynolds ASTI Common Stock Options Exercise 27.6% 10,000 46,248 29 May 2026 Direct
Forrest T. Reynolds ASTI Employee Stock Option (right to buy) Options Exercise -50% -10,000 10,000 29 May 2026 Direct
Forrest T. Reynolds ASTI Common Stock Tax liability -6.23% -2,407 36,248 28 May 2026 Direct
Forrest T. Reynolds ASTI Common Stock Options Exercise 34.9% 10,000 38,655 28 May 2026 Direct
Forrest T. Reynolds ASTI Employee Stock Option (right to buy) Options Exercise -33.3% -10,000 20,000 28 May 2026 Direct
Forrest T. Reynolds ASTI Common Stock Conversion of derivative security 9084.3% 28,343 28,655 22 May 2026 Direct
Forrest T. Reynolds ASTI Series 1C Convertible Preferred Stock Conversion of derivative security -100% -61 0 22 May 2026 Direct
Forrest T. Reynolds ASTI Common Stock Sale -62.6% $2,407 $4.62 -521 312 30 Dec 2025 Direct
Forrest T. Reynolds ASTI Common Stock Sale -97.9% $197,241 $5.08 -38,827 833 23 Dec 2025 Direct
Forrest T. Reynolds ASTI Common Stock Conversion of derivative security 4661.1% 38,827 39,660 15 Dec 2025 Direct
Forrest T. Reynolds ASTI Series 1C Convertible Preferred Stock Conversion of derivative security -59.3% -89 61 15 Dec 2025 Direct
Paul P. Warley ASTI Common Stock Option (Right to buy) Award 105,000 105,000 02 Jun 2025 Direct
Louis C. Berezovsky ASTI Common Stock Option (Right to buy) Award 30,000 30,000 02 Jun 2025 Direct
Jin H. Jo ASTI Common Stock Option (Right to buy) Award 47,500 47,500 02 Jun 2025 Direct
Gregory C. Thompson ASTI Common Stock Option (Right to buy) Award 30,000 30,000 02 Jun 2025 Direct
Forrest T. Reynolds ASTI Common Stock Option (Right to buy) Award 30,000 30,000 02 Jun 2025 Direct
David Theodore Peterson Jr. ASTI Common Stock Option (Right to buy) Award 32,000 32,000 02 Jun 2025 Direct
Bobby Gulati ASTI Common Stock Option (Right to buy) Award 47,500 47,500 02 Jun 2025 Direct
* marks a reported price that did not pass the local price check.
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