SEC ownership of Ascent Solar Technologies, Inc.

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001350102.

Comparable stake leader

JANE STREET GROUP, LLC

Disclosed value leader

BD1 Investment Holding, LLC

Comparable rows

27/40

Latest evidence

17 Jun 2026

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 3 signals
Comparable ownership rows
27 of 40
Meaning: Rows with safely comparable ownership %
Latest 13D/G holder
JANE STREET GROUP, LLC
Source: Latest parsed Schedule 13D/G stake
Latest parsed ownership date
17 Jun 2026
Freshness: Most recent filing date in this holder set
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0001350102
Issuer location
Thornton, CO

Ownership snapshot

Top shareholders of Ascent Solar Technologies, Inc. (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
JANE STREET GROUP, LLC
Disclosed value leader
BD1 Investment Holding, LLC
Comparable rows
27/40
Latest evidence
17 Jun 2026
13D/G 13F 3/4/5 Lead comparable stake: 5.3% 13 rows are not safely comparable across share classes. 13D/G row: JANE STREET GROUP, LLC Showing 1-8 of 40 holder rows.

Quick read

JANE STREET GROUP, LLC leads the comparable SEC ownership view at 5.3%.

27 of 40 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens JANE STREET GROUP, LLC's linked filing trail.
Comparable ownership Top 5
JANE STREET GROUP, LLC 5.3%
ARMISTICE CAPITAL, LLC 5%
INTRACOASTAL CAPITAL, LLC 5%
Ayrton Capital LLC 0.03%
Arosa Capital Management LP 1.6%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-8 of 40 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
JANE STREET GROUP, LLC
13D/G 13F
Company
5.3%
$3,949,882
501,891 shares
$0 17 Jun 2026
ARMISTICE CAPITAL, LLC
13D/G
5%
$1,803,910
496,945 shares
+$402,215 31 Mar 2026
INTRACOASTAL CAPITAL, LLC
13D/G
Mitchell P. Kopin
5%
$1,803,910
496,945 shares
+$79,239 31 Mar 2026
Ayrton Capital LLC
13D/G
0.03%
$10,244
2,822 shares
-$1,786,530 31 Mar 2026
Arosa Capital Management LP
13F
Company
13F
1.6%
$591,000
150,000 shares
31 Mar 2026
UBS Group AG
13F
Company
13F
1.6%
$584,507
148,352 shares
31 Mar 2026
VANGUARD CAPITAL MANAGEMENT LLC
13F
Company
13F
0.94%
$350,550
88,972 shares
31 Mar 2026
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
13F
0.84%
$311,950
79,122 shares
31 Mar 2026
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Net insider flow leans to selling over the last 12 months. Net value: -$318,662.

Buys
$0
Insiders: 0
Sells
$318,662
Insiders: 1
Net
-$318,662
Shares: -52,191
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 0 Shares: 52,191
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 0 12,843 $0 $119,013 -$119,013
3-6 0 0 $0 $0 $0
6-9 0 39,348 $0 $199,648 -$199,648
9-12 0 0 $0 $0 $0

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-15 of 15 reporting-owner rows connected to Ascent Solar Technologies, Inc.. Open a relationship link for the CIK-to-CIK filing trail.

Rows
15
Largest Forms 3/4/5 holder
BD1 Investment Holding, LLC
Net 12M change
-$318,662
Latest report
02 Jun 2026
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
BD1 Investment Holding, LLC 10%+ Owner $6,743,334 Mixed 06 Apr 2023
Crowdex Investment, LLC 10%+ Owner $4,713,286 Mixed 01 Feb 2022
ARION AGROPHOTOVOLTAIC PRIVATE LTD 10%+ Owner $4,250,000 Mixed 06 Apr 2023
TubeSolar AG 10%+ Owner $4,215,088 Mixed 31 May 2022
Lucro Investments VCC - ESG Opportunities Fund 10%+ Owner $3,127,367 Mixed 14 Mar 2023
Jeffrey Max Chief Executive Office $3,004,402 Mixed 21 Sep 2022
Forrest T. Reynolds Director $296,106 -$318,662 -52% Filing P/S 02 Jun 2026
Paul P. Warley Chief Executive Officer, Director $30,595 Filing P/S 02 Jun 2025
Jin H. Jo Chief Financial Officer $14,823 Mixed 02 Jun 2025
David Theodore Peterson Jr. Director $10,123 Filing P/S 02 Jun 2025
Bobby Gulati Chief Operating Officer $1,017 Mixed 02 Jun 2025
Felix T. Mantke Director Mixed 16 Sep 2022
Michael J. French Director Mixed 16 Sep 2022
Gregory C. Thompson Director Mixed 02 Jun 2025
Louis C. Berezovsky Director Mixed 02 Jun 2025

Recent insider transactions for Ascent Solar Technologies, Inc.

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
Forrest T. Reynolds ASTI Common Stock Sale -13.8% $47,250 $9.45 -5,000 31,334 02 Jun 2026 Direct
Forrest T. Reynolds ASTI Common Stock Sale -17.8% $71,763 $9.15 -7,843 36,334 29 May 2026 Direct
Forrest T. Reynolds ASTI Common Stock Tax liability -4.48% -2,071 44,177 29 May 2026 Direct
Forrest T. Reynolds ASTI Common Stock Options Exercise 27.6% 10,000 46,248 29 May 2026 Direct
Forrest T. Reynolds ASTI Employee Stock Option (right to buy) Options Exercise -50% -10,000 10,000 29 May 2026 Direct
Forrest T. Reynolds ASTI Common Stock Tax liability -6.23% -2,407 36,248 28 May 2026 Direct
Forrest T. Reynolds ASTI Common Stock Options Exercise 34.9% 10,000 38,655 28 May 2026 Direct
Forrest T. Reynolds ASTI Employee Stock Option (right to buy) Options Exercise -33.3% -10,000 20,000 28 May 2026 Direct
Forrest T. Reynolds ASTI Common Stock Conversion of derivative security 9084.3% 28,343 28,655 22 May 2026 Direct
Forrest T. Reynolds ASTI Series 1C Convertible Preferred Stock Conversion of derivative security -100% -61 0 22 May 2026 Direct
Forrest T. Reynolds ASTI Common Stock Sale -62.6% $2,407 $4.62 -521 312 30 Dec 2025 Direct
Forrest T. Reynolds ASTI Common Stock Sale -97.9% $197,241 $5.08 -38,827 833 23 Dec 2025 Direct
Forrest T. Reynolds ASTI Common Stock Conversion of derivative security 4661.1% 38,827 39,660 15 Dec 2025 Direct
Forrest T. Reynolds ASTI Series 1C Convertible Preferred Stock Conversion of derivative security -59.3% -89 61 15 Dec 2025 Direct
* marks a reported price that did not pass the local price check.
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