Comparable stake leader
ARMISTICE CAPITAL, LLC
SEC ownership of Ascent Solar Technologies, Inc.
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001350102.
Disclosed value leader
BD1 Investment Holding, LLC
Comparable rows
39/50
Latest evidence
25 Aug 2026
- Public ticker
- ASTI on Nasdaq
- Parsed ownership sources
-
13D/G, 13F, and 3/4/5
Source: Parsed SEC ownership filingsUse: Compare filing families carefully
- Largest SEC-reported holder
-
ARMISTICE CAPITAL, LLC
Ranking: Comparable ownership first, then disclosed value
- Comparable ownership rows
-
39 of 50
Meaning: Rows with safely comparable ownership %
- Latest 13D/G holder
-
ARMISTICE CAPITAL, LLC
Source: Latest parsed Schedule 13D/G stake
- Latest parsed ownership date
-
25 Aug 2026
Freshness: Most recent filing date in this holder set
- Issuer CIK
- 0001350102
- Issuer location
- Thornton, CO
Ownership snapshot
CIK-linked ownership evidence from parsed SEC filings.
3 signals
Issuer
Names, identifiers, and filing context for this profile.
2 identity fields
Ownership snapshot
Top shareholders of Ascent Solar Technologies, Inc. (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
ARMISTICE CAPITAL, LLC
Disclosed value leader
BD1 Investment Holding, LLC
Comparable rows
39/50
Latest evidence
25 Aug 2026
13D/G
13F
3/4/5
Lead comparable stake: 5%
11 rows are not safely comparable across share classes.
13D/G row: ARMISTICE CAPITAL, LLC
Showing 1-8 of 50 holder rows.
Quick read
ARMISTICE CAPITAL, LLC leads the comparable SEC ownership view at 5%.
39 of 50 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens ARMISTICE CAPITAL, LLC's linked filing trail.
Comparable ownership
Top 5
ARMISTICE CAPITAL, LLC
5%
INTRACOASTAL CAPITAL, LLC
5%
JANE STREET GROUP, LLC
3.6%
Ayrton Capital LLC
0.03%
VANGUARD CAPITAL MANAGEMENT LLC
3.9%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-8 of 50 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| ARMISTICE CAPITAL, LLC |
13D/G
|
5%
|
$1,803,910
496,945 shares
|
+$402,215 | 31 Mar 2026 |
| INTRACOASTAL CAPITAL, LLC |
13D/G
Mitchell P. Kopin
|
5%
|
$1,803,910
496,945 shares
|
+$79,239 | 31 Mar 2026 |
| JANE STREET GROUP, LLC |
13F
13D/G
Company
|
3.6%
from 13D/G
|
$1,700,980
340,196 shares
|
— | 30 Jun 2026 |
| Ayrton Capital LLC |
13D/G
|
0.03%
|
$10,244
2,822 shares
|
-$1,786,530 | 31 Mar 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC |
13F
Company
|
3.9%
|
$1,913,185
382,637 shares
|
— | 30 Jun 2026 |
| Soviero Asset Management, LP |
13F
Company
|
3.8%
|
$1,850,000
370,000 shares
|
— | 30 Jun 2026 |
| DnB Asset Management AS |
13F
Company
|
2.7%
|
$1,332,107
265,360 shares
|
— | 30 Jun 2026 |
| UBS Group AG |
13F
Company
|
1.2%
|
$598,280
119,656 shares
|
— | 30 Jun 2026 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Net insider flow leans to selling over the last 12 months. Net value: -$346,758.
Buys
$0
Insiders: 0
Sells
$346,758
Insiders: 1
Net
-$346,758
Shares: -61,311
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 0
Shares: 61,311
| Window (months) | Buy shares | Sell shares | Buy value | Sell value | Net value |
|---|---|---|---|---|---|
| 0-3 | 0 | 9,120 | $0 | $28,097 | -$28,097 |
| 3-6 | 0 | 12,843 | $0 | $119,013 | -$119,013 |
| 6-9 | 0 | 39,348 | $0 | $199,648 | -$199,648 |
| 9-12 | 0 | 0 | $0 | $0 | $0 |
Reporting owners
Insider holders from Forms 3/4/5
Showing 1-15 of 15 reporting-owner rows connected to Ascent Solar Technologies, Inc.. Open a relationship link for the CIK-to-CIK filing trail.
Rows
15
Largest Forms 3/4/5 holder
BD1 Investment Holding, LLC
Net 12M change
-$346,758
Latest report
25 Aug 2026
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| BD1 Investment Holding, LLC | 10%+ Owner | $6,743,334 | Mixed | 06 Apr 2023 | ||
| Crowdex Investment, LLC | 10%+ Owner | $4,713,286 | Mixed | 01 Feb 2022 | ||
| ARION AGROPHOTOVOLTAIC PRIVATE LTD | 10%+ Owner | $4,250,000 | Mixed | 06 Apr 2023 | ||
| TubeSolar AG | 10%+ Owner | $4,215,088 | Mixed | 31 May 2022 | ||
| Lucro Investments VCC - ESG Opportunities Fund | 10%+ Owner | $3,127,367 | Mixed | 14 Mar 2023 | ||
| Jeffrey Max | Chief Executive Office | $3,004,402 | Mixed | 21 Sep 2022 | ||
| Forrest T. Reynolds | Director | $68,916 | -$346,758 | -83% | Filing P/S | 25 Aug 2026 |
| Paul P. Warley | Chief Executive Officer, Director | $30,595 | Filing P/S | 02 Jul 2026 | ||
| Jin H. Jo | Chief Financial Officer | $14,823 | Mixed | 02 Jul 2026 | ||
| David Theodore Peterson Jr. | Director | $10,123 | Filing P/S | 02 Jul 2026 | ||
| Bobby Gulati | Chief Operating Officer | $1,017 | Mixed | 02 Jul 2026 | ||
| Michael J. French | Director | Mixed | 16 Sep 2022 | |||
| Louis C. Berezovsky | Director | Mixed | 02 Jul 2026 | |||
| Felix T. Mantke | Director | Mixed | 16 Sep 2022 | |||
| Gregory C. Thompson | Director | Mixed | 02 Jul 2026 |
Recent insider transactions for Ascent Solar Technologies, Inc.
Showing up to 300 recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | SEC-reported value | SEC-reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Forrest T. Reynolds | ASTI | Common Stock | Sale | -18.4% | $15,512 | $3.10 | -5,000 | 22,214 | 27 Aug 2026 | Direct |
| Forrest T. Reynolds | ASTI | Common Stock | Sale | -13.2% | $12,585 | $3.05 | -4,120 | 27,214 | 25 Aug 2026 | Direct |
| Jin H. Jo | ASTI | Common Stock Option (Right to buy) | Award | 175,000 | 175,000 | 02 Jul 2026 | Direct | |||
| Gregory C. Thompson | ASTI | Common Stock Option (Right to buy) | Award | 95,000 | 95,000 | 02 Jul 2026 | Direct | |||
| Louis C. Berezovsky | ASTI | Common Stock Option (Right to buy) | Award | 95,000 | 95,000 | 02 Jul 2026 | Direct | |||
| Forrest T. Reynolds | ASTI | Common Stock Option (Right to guy) | Award | 95,000 | 95,000 | 02 Jul 2026 | Direct | |||
| Paul P. Warley | ASTI | Common Stock Option (Right to buy) | Award | 350,000 | 350,000 | 02 Jul 2026 | Direct | |||
| David Theodore Peterson Jr. | ASTI | Common Stock Option (Right to buy) | Award | 100,000 | 100,000 | 02 Jul 2026 | Direct | |||
| Bobby Gulati | ASTI | Common Stock Option (Right to buy) | Award | 175,000 | 175,000 | 02 Jul 2026 | Direct | |||
| Forrest T. Reynolds | ASTI | Common Stock | Sale | -13.8% | $47,250 | $9.45 | -5,000 | 31,334 | 02 Jun 2026 | Direct |
| Forrest T. Reynolds | ASTI | Common Stock | Sale | -17.8% | $71,763 | $9.15 | -7,843 | 36,334 | 29 May 2026 | Direct |
| Forrest T. Reynolds | ASTI | Common Stock | Tax liability | -4.48% | -2,071 | 44,177 | 29 May 2026 | Direct | ||
| Forrest T. Reynolds | ASTI | Common Stock | Options Exercise | 27.6% | 10,000 | 46,248 | 29 May 2026 | Direct | ||
| Forrest T. Reynolds | ASTI | Employee Stock Option (right to buy) | Options Exercise | -50% | -10,000 | 10,000 | 29 May 2026 | Direct | ||
| Forrest T. Reynolds | ASTI | Common Stock | Tax liability | -6.23% | -2,407 | 36,248 | 28 May 2026 | Direct | ||
| Forrest T. Reynolds | ASTI | Common Stock | Options Exercise | 34.9% | 10,000 | 38,655 | 28 May 2026 | Direct | ||
| Forrest T. Reynolds | ASTI | Employee Stock Option (right to buy) | Options Exercise | -33.3% | -10,000 | 20,000 | 28 May 2026 | Direct | ||
| Forrest T. Reynolds | ASTI | Common Stock | Conversion of derivative security | 9084.3% | 28,343 | 28,655 | 22 May 2026 | Direct | ||
| Forrest T. Reynolds | ASTI | Series 1C Convertible Preferred Stock | Conversion of derivative security | -100% | -61 | 0 | 22 May 2026 | Direct | ||
| Forrest T. Reynolds | ASTI | Common Stock | Sale | -62.6% | $2,407 | $4.62 | -521 | 312 | 30 Dec 2025 | Direct |
| Forrest T. Reynolds | ASTI | Common Stock | Sale | -97.9% | $197,241 | $5.08 | -38,827 | 833 | 23 Dec 2025 | Direct |
| Forrest T. Reynolds | ASTI | Common Stock | Conversion of derivative security | 4661.1% | 38,827 | 39,660 | 15 Dec 2025 | Direct | ||
| Forrest T. Reynolds | ASTI | Series 1C Convertible Preferred Stock | Conversion of derivative security | -59.3% | -89 | 61 | 15 Dec 2025 | Direct |
* marks a reported price that did not pass the local price check.