TubeSolar AG - 16 Nov 2021 Form 4 Insider Report for Ascent Solar Technologies, Inc. (ASTI)

Role: 10%+ Owner
Signature: /s/ Juergen Gallina
Issuer symbol: ASTI
Transactions as of: 16 Nov 2021
Net transactions value: -$176,750
Form type: 4
Filing time: 18 Nov 2021, 17:38:59 UTC
Previous filing: 14 Sep 2021
Next filing: 19 Nov 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ASTI	Common Stock	Sale	$86,450	-6,500,000	-0.65%	$0.0133^*	993,500,000	16 Nov 2021	Direct	F1
transaction	ASTI	Common Stock	Sale	$90,300	-7,000,000	-0.7%	$0.0129^*	986,500,000	17 Nov 2021	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This transaction was executed in multiple trades at prices ranging from $0.013 to $0.0138 per share. The price reported above reflects the weighted average sale price per share (rounded to the fourth decimal). The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2	This transaction was executed in multiple trades at prices ranging from $0.0127 to $0.0133 per share. The price reported above reflects the weighted average sale price per share (rounded to the fourth decimal). The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Content

This transaction was executed in multiple trades at prices ranging from $0.013 to $0.0138 per share. The price reported above reflects the weighted average sale price per share (rounded to the fourth decimal). The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

This transaction was executed in multiple trades at prices ranging from $0.0127 to $0.0133 per share. The price reported above reflects the weighted average sale price per share (rounded to the fourth decimal). The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.