David P. Reiland - May 25, 2023 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Role: Director
Signature: /s/ Thomas A. Ciccone, as Attorney-in-Fact for David P. Reiland pursuant to Power of Attorney previously filed
Stock symbol: BWEN
Transactions as of: May 25, 2023
Transactions value $: $0
Form type: 4
Date filed: 5/30/2023, 04:44 PM
Previous filing: Apr 27, 2022
Next filing: May 20, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	BWEN	Common Stock	Award	$0	+12.2K	+8.06%	$0.00	163K	May 25, 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	BWEN	Phantom Stock						8.4K	May 25, 2023	Common Stock	8.4K		Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Includes 12,165 restricted stock units that vest on 5/25/24.
F2	Each share of phantom stock is the economic equivalent of one share of Broadwind, Inc. common stock.
F3	Phantom stock credited to participant's account in 2009, 2011 and 2016 pursuant to and under the conditions of the Broadwind Energy, Inc. Deferred Compensation Plan. The value of the participant's account shall be paid to the participant in a single lump-sum payment, in cash, on the earliest of the participant's separation from service, death or change-in-control.