David P. Reiland - 26 Apr 2022 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Role
Director
Signature
/s/ Thomas A. Ciccone, as Attorney-in-Fact for David P. Reiland pursuant to Power of Attorney previously filed
Issuer symbol
BWEN
Transactions as of
26 Apr 2022
Net transactions value
$0
Form type
4
Filing time
27 Apr 2022, 16:50:42 UTC
Previous filing
19 May 2021
Next filing
30 May 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BWEN Common Stock Award $0 +20,833 +16% $0.000000 150,995 26 Apr 2022 Direct F1
holding BWEN Phantom Stock 8,403 26 Apr 2022 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1. Includes (i) 9,336 restricted stock units that vest on 5/1/22 and (ii) 20,833 restricted stock units that vest on 4/26/23.
F2 2. Each share of phantom stock is the economic equivalent of one share of Broadwind, Inc. common stock.
F3 3. Phantom stock credited to participant's account in 2009, 2011 and 2016 pursuant to and under the conditions of the Broadwind Energy, Inc. Deferred Compensation Plan. The value of the participant's account shall be paid to the participant in a single lump-sum payment, in cash, on the earliest of the participant's separation from service, death or change-in-control.