David P. Reiland - 16 May 2024 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Role
Director
Signature
/s/ Thomas A. Ciccone as Attorney-in-Fact for David P. Reiland pursuant to Power of Attorney previously filed
Issuer symbol
BWEN
Transactions as of
16 May 2024
Net transactions value
$0
Form type
4
Filing time
20 May 2024, 17:07:45 UTC
Previous filing
30 May 2023
Next filing
19 May 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BWEN Common Stock Award $0 +18,382 +11% $0.000000 181,542 16 May 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BWEN Phantom Stock 8,403 16 May 2024 Common Stock 8,403 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes (i) 12,165 restricted stock units that vest on 5/25/24 and (ii) 18,382 restricted stock units that vest on 5/16/25.
F2 Each share of phantom stock is the economic equivalent of one share of Broadwind, Inc. common stock.
F3 Phantom stock credited to participant's account in 2009, 2011 and 2016 pursuant to and under the conditions of the Broadwind Energy, Inc. Deferred Compensation Plan. The value of the participant's account shall be paid to the participant in a single lump-sum payment, in cash, on the earliest of the participant's separation from service, death or change-in-control.