SEC ownership of BROADWIND, INC.

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001120370.

Comparable stake leader

GRACE & WHITE INC /NY

Disclosed value leader

GRACE & WHITE INC /NY

Comparable rows

50/50

Latest evidence

28 May 2026

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 3 signals
Comparable ownership rows
50 of 50
Meaning: Rows with safely comparable ownership %
Latest 13D/G holder
GRACE & WHITE INC /NY
Source: Latest parsed Schedule 13D/G stake
Latest parsed ownership date
28 May 2026
Freshness: Most recent filing date in this holder set
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0001120370
Issuer location
Cicero, IL

Ownership snapshot

Top shareholders of BROADWIND, INC. (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
GRACE & WHITE INC /NY
Disclosed value leader
GRACE & WHITE INC /NY
Comparable rows
50/50
Latest evidence
28 May 2026
13D/G 13F 3/4/5 Lead comparable stake: 8.8% 13D/G row: GRACE & WHITE INC /NY Showing 1-8 of 50 holder rows.

Quick read

GRACE & WHITE INC /NY leads the comparable SEC ownership view at 8.8%.

50 of 50 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens GRACE & WHITE INC /NY's linked filing trail.
Comparable ownership Top 5
GRACE & WHITE INC /NY 8.8%
DELAWARE CHARTER GUARANTEE & TRUS... 7.3%
Eric B. Blashford 2.8%
Daniel E. Schueller 0.91%
Cary B. Wood 0.71%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-8 of 50 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
GRACE & WHITE INC /NY
13D/G 13F
GRACE & WHITE, INC · Company
8.8%
$5,787,168
2,042,554 shares
+$158,537 31 Dec 2025
DELAWARE CHARTER GUARANTEE & TRUST CO
13D/G
Delaware Charter Guarantee & Trust Company dba Principal Trust Company as Directed Trustee for the Broadwind, Inc. Employees' 401(k)
7.3%
$3,505,750
1,669,405 shares
$0 14 Nov 2025
Eric B. Blashford
3/4/5
President and CEO
2.8%
$1,359,655
653,681 shares
28 May 2026
Daniel E. Schueller
3/4/5
Pres., Broadwind Heavy Fab.
0.91%
$400,489
211,010 shares
09 Jun 2025
Cary B. Wood
3/4/5
Director
0.71%
$342,099
164,471 shares
28 May 2026
Gilbert W. Mayo Jr.
3/4/5
Pres., Broadwind Ind. Solution
0.65%
$315,889
151,870 shares
28 May 2026
Philip J. Christman
3/4/5
Director
0.63%
$302,284
145,329 shares
28 May 2026
Thomas A. Ciccone
3/4/5
VP and CFO
0.57%
$276,884
133,118 shares
28 May 2026
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 21 Jun 2025.

Buys
$0
Insiders: 0
Sells
$0
Insiders: 0
Net
$0
Shares: 0
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 0 Shares: 0
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 0 0 $0 $0 $0
3-6 0 0 $0 $0 $0
6-9 0 0 $0 $0 $0
9-12 0 0 $0 $0 $0

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-15 of 15 reporting-owner rows connected to BROADWIND, INC.. Open a relationship link for the CIK-to-CIK filing trail.

Rows
15
Largest Forms 3/4/5 holder
Eric B. Blashford
Net 12M change
$0
Latest report
28 May 2026
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
Eric B. Blashford President and CEO $1,359,655 Median 28 May 2026
Terence P. Fox Director $1,137,062 Mixed 07 May 2021
Stephanie K. Kushner Director $948,128 Mixed 25 Apr 2022
Daniel E. Schueller Pres., Broadwind Heavy Fab. $400,489 Mixed 09 Jun 2025
Cary B. Wood Director $342,099 Median 28 May 2026
David P. Reiland Director $322,996 Mixed 15 May 2025
Gilbert W. Mayo Jr. Pres., Broadwind Ind. Solution $315,889 Median 28 May 2026
Philip J. Christman Director $302,284 Median 28 May 2026
Jason Lee Bonfigt VP, CFO and Treasurer $299,519 Mixed 07 May 2021
Thomas A. Ciccone VP and CFO $276,884 Median 28 May 2026
Sachin M. Shivaram Director $244,739 Median 28 May 2026
Wayne W. Hanna Pres., Brad Foote Gear Works $198,091 Mixed 25 May 2023
Thomas A. Wagner Director $182,429 Mixed 06 Sep 2023
Jeanette A. Press Director $139,285 Median 28 May 2026
Hayes M. Kennedy Chief Human Resources Officer $87,894 Mixed 07 May 2024

Recent insider transactions for BROADWIND, INC.

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
Eric B. Blashford BWEN Common Stock Award 7.31% 41,786 613,272 28 May 2026 Direct
Thomas A. Ciccone BWEN Common Stock Award 15.7% 15,157 111,922 28 May 2026 Direct
Gilbert W. Mayo Jr. BWEN Common Stock Award 7.04% 8,231 125,090 28 May 2026 Direct
Cary B. Wood BWEN Common Stock Award 9.02% 13,605 164,471 28 May 2026 Direct
Philip J. Christman BWEN Common Stock Award 10.3% 13,605 145,329 28 May 2026 Direct
Sachin M. Shivaram BWEN Common Stock Award 13.1% 13,605 117,663 28 May 2026 Direct
Jeanette A. Press BWEN Common Stock Award 25.5% 13,605 66,964 28 May 2026 Direct
Gilbert W. Mayo Jr. BWEN Common Stock Tax liability -0.64% -753 116,859 26 May 2026 Direct
Thomas A. Ciccone BWEN Common Stock Tax liability -1.31% -1,282 96,765 26 May 2026 Direct
Eric B. Blashford BWEN Common Stock Tax liability -0.81% -4,691 571,486 26 May 2026 Direct
Gilbert W. Mayo Jr. BWEN Common Stock Tax liability -1.11% -1,320 117,612 18 May 2026 Direct
Thomas A. Ciccone BWEN Common Stock Tax liability -2.32% -2,332 98,047 18 May 2026 Direct
Eric B. Blashford BWEN Common Stock Tax liability -1.31% -7,656 576,177 18 May 2026 Direct
Gilbert W. Mayo Jr. BWEN Common Stock Tax liability -1.33% -1,607 118,932 15 May 2026 Direct
Thomas A. Ciccone BWEN Common Stock Tax liability -2.81% -2,898 100,379 15 May 2026 Direct
Eric B. Blashford BWEN Common Stock Tax liability -1.51% -8,941 583,833 15 May 2026 Direct
* marks a reported price that did not pass the local price check.
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