Thomas A. Ciccone - Apr 25, 2022 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Role
VP and Principal Acct Officer
Signature
/s/ Thomas A. Ciccone
Stock symbol
BWEN
Transactions as of
Apr 25, 2022
Transactions value $
-$3,328
Form type
4
Date filed
4/27/2022, 04:45 PM
Previous filing
Oct 5, 2021
Next filing
May 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BWEN Common Stock Award $0 +11.8K +34.65% $0.00 45.9K Apr 25, 2022 Direct
transaction BWEN Common Stock Tax liability -$3.33K -1.88K -4.1% $1.77 44K Apr 25, 2022 Direct F1, F2
holding BWEN Common Stock 5.34K Apr 25, 2022 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1. The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.
F2 2. Includes (i) 7,261 restricted stock units that vest 2,420 shares on each of 5/7/22 and 5/7/23 and 2,421 shares that vest on 5/7/24; (ii)11,467 restricted stock units that vest 5,733 shares on 4/30/22 and 5,734 shares that vest on 4/30/23; and (iii) 11,813 restricted stock units that vest 3,937 shares on 4/25/23 and 3,938 shares that vest on each of 4/25/24 and 4/25/25.