Thomas A. Ciccone - May 2, 2022 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Role
VP and Principal Acct Officer
Signature
/s/ Thomas A. Ciccone
Stock symbol
BWEN
Transactions as of
May 2, 2022
Transactions value $
-$2,950
Form type
4
Date filed
5/4/2022, 04:56 PM
Previous filing
Apr 27, 2022
Next filing
May 11, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BWEN Common Stock Tax liability -$2.95K -1.61K -3.66% $1.83 42.4K May 2, 2022 Direct F1, F2
holding BWEN Common Stock 5.34K May 2, 2022 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
F2 Includes (i) 7,261 restricted stock units that vest 2,420 shares on each of 5/7/22 and 5/7/23 and 2,421 shares that vest on 5/7/24; (ii) 5,734 restricted stock units that vest on 4/30/23; and (iii) 11,813 restricted stock units that vest 3,937 shares on 4/25/23 and 3,938 shares that vest on each of 4/25/24 and 4/25/25.