Thomas A. Ciccone - Oct 1, 2021 Form 3 Insider Report for BROADWIND, INC. (BWEN)

Role
VP and Principal Acct Officer
Signature
/s/ Thomas A. Ciccone
Stock symbol
BWEN
Transactions as of
Oct 1, 2021
Transactions value $
$0
Form type
3
Date filed
10/5/2021, 05:09 PM
Next filing
Apr 27, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding BWEN Common Stock 34.1K Oct 1, 2021 Direct F1
holding BWEN Common Stock 3.64K Oct 1, 2021 By the 401 (k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes (i) 7,261 restricted stock units that vest 2,420 shares on each of 5/7/22 and 5/7/23 and 2,421 shares that vest on 5/7/24; (ii)11,467 restricted stock units that vest 5,733 shares on 4/30/22 and 5,734 shares that vest on 4/30/23; and (iii) 6,509 restricted stock units that vest on 4/23/22.