Hitesh Lath - 26 Jun 2025 Form 4 Insider Report for C3.ai, Inc. (AI)

Role
CHIEF FINANCIAL OFFICER
Signature
/s/ Andrew Thomases, Attorney-in-Fact
Issuer symbol
AI
Transactions as of
26 Jun 2025
Net transactions value
-$441,604
Form type
4
Filing time
30 Jun 2025, 19:44:50 UTC
Previous filing
17 Jun 2025
Next filing
17 Sep 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Lath Hitesh CHIEF FINANCIAL OFFICER C/O C3.AI, INC., 1400 SEAPORT BLVD, REDWOOD CITY /s/ Andrew Thomases, Attorney-in-Fact 30 Jun 2025 0002014154

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AI Class A Common Stock Award $0 +160,000 +2573% $0.000000 166,218 26 Jun 2025 Direct F1
transaction AI Class A Common Stock Award $0 +17,689 +11% $0.000000 183,907 26 Jun 2025 Direct F2
transaction AI Class A Common Stock Sale $224,216 -8,983 -4.9% $24.96 174,924 27 Jun 2025 Direct F3, F4
transaction AI Class A Common Stock Sale $217,389 -8,706 -5% $24.97 166,218 27 Jun 2025 Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock upon settlement. 20% of each such RSU award shall vest on June 15, 2026 and 5% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting dates.
F2 Represents the grant of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs are fully vested.
F3 Pursuant to the Issuer's policies and practice, these shares of Class A Common Stock were automatically withheld and sold by the Issuer to satisfy the Reporting Person's tax withholding obligations related to the vesting of RSUs reported herein.
F4 The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $24.75 to $25.00, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F5 The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 27, 2024.
F6 The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $24.76 to $25.00, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.