Hitesh Lath - 15 Sep 2025 Form 4 Insider Report for C3.ai, Inc. (AI)

Signature
/s/ Andrew Thomases, Attorney-in-Fact
Issuer symbol
AI
Transactions as of
15 Sep 2025
Net transactions value
-$796,508
Form type
4
Filing time
17 Sep 2025, 18:00:35 UTC
Previous filing
30 Jun 2025
Next filing
17 Dec 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Lath Hitesh CHIEF FINANCIAL OFFICER C/O C3.AI, INC., 1400 SEAPORT BLVD, REDWOOD CITY /s/ Andrew Thomases, Attorney-in-Fact 17 Sep 2025 0002014154

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AI Class A Common Stock Options Exercise $0 +8,007 +4.8% $0.000000 174,225 15 Sep 2025 Direct F1
transaction AI Class A Common Stock Options Exercise $0 +1,000 +0.57% $0.000000 175,225 15 Sep 2025 Direct F1
transaction AI Class A Common Stock Options Exercise $0 +80,000 +46% $0.000000 255,225 15 Sep 2025 Direct F1
transaction AI Class A Common Stock Sale $796,508 -46,881 -18% $16.99 209,154 16 Sep 2025 Direct F2, F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AI Restricted Stock Units Options Exercise $0 -8,007 -7.1% $0.000000 104,101 15 Sep 2025 Class A Common Stock 8,007 Direct F1, F5
transaction AI Restricted Stock Units Options Exercise $0 -1,000 -6.2% $0.000000 15,000 15 Sep 2025 Class A Common Stock 1,000 Direct F1, F6
transaction AI Restricted Stock Units Options Exercise $0 -80,000 -20% $0.000000 320,000 15 Sep 2025 Class A Common Stock 80,000 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
F2 Pursuant to the Issuer's policies and practice, these shares of Class A Common Stock were automatically withheld and sold by the Issuer to satisfy the Reporting Person's tax withholding obligations related to the vesting of RSUs reported herein.
F3 The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $16.92 to $17.12, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4 Includes 810 shares acquired by the Reporting Person under the Issuer's Employee Stock Purchase Plan on September 15, 2025.
F5 5% of such RSU award vested on March 15, 2024 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
F6 20% of such RSU award vested on June 15, 2025 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
F7 20% of such RSU award vested on September 15, 2025 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.