| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Lath Hitesh | CHIEF FINANCIAL OFFICER | C/O C3.AI, INC., 1400 SEAPORT BLVD, REDWOOD CITY | /s/ Andrew Thomases, Attorney-in-Fact | 17 Jun 2025 | 0002014154 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AI | Class A Common Stock | Options Exercise | +8,008 | +3203% | 8,258 | 15 Jun 2025 | Direct | F1 | ||
| transaction | AI | Class A Common Stock | Options Exercise | +4,000 | +48% | 12,258 | 15 Jun 2025 | Direct | F1 | ||
| transaction | AI | Class A Common Stock | Sale | $146,108 | -6,040 | -49% | $24.19 | 6,218 | 16 Jun 2025 | Direct | F2, F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AI | Restricted Stock Units | Options Exercise | $0 | -8,008 | -6.7% | $0.000000 | 112,108 | 15 Jun 2025 | Class A Common Stock | 8,008 | Direct | F1, F4 | |
| transaction | AI | Restricted Stock Units | Options Exercise | $0 | -4,000 | -20% | $0.000000 | 16,000 | 15 Jun 2025 | Class A Common Stock | 4,000 | Direct | F1, F5 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. |
| F2 | Pursuant to the Issuer's policies and practice, these shares of Class A Common Stock were automatically withheld and sold by the Issuer to satisfy the Reporting Person's tax withholding obligations related to the vesting of RSUs reported herein. |
| F3 | The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $24.175 to $24.225, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F4 | 5% of such RSU award vested on March 15, 2024 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. |
| F5 | 20% of such RSU award vest on June 15, 2025 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. |