Ralph Smalling - 19 Feb 2024 Form 4 Insider Report for GENELUX Corp (GNLX)

Reporting relationship: Head of Regulatory
Issuer ticker: GNLX
Reported as of: 19 Feb 2024
Net transaction value: $0
SEC form: 4
Accepted by SEC: 08 Jul 2024, 16:30:16 UTC
Prior SEC filing: 12 Sep 2023
Next SEC filing: 07 Jun 2024
Source filing: View source filing
Reporting owner signature: /s/ Sean Ryder, Esq., Attorney-in-Fact

Key filing fact

Ralph Smalling filed Form 4 for GENELUX Corp (GNLX) on 08 Jul 2024.

Key facts

This page summarizes Ralph Smalling's Form 4 filing for GENELUX Corp (GNLX).
2 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 08 Jul 2024, 16:30.

Change

Previous filing in this sequence was filed on 12 Sep 2023.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GNLX transaction

Common Stock

Award

Transaction value: $0
Shares: +616
Change %: +4.6%
Price: $0.000000
Shares after: 13,931
Date: 19 Feb 2024
Ownership: Direct
Footnotes: F1

GNLX transaction

Common Stock

Award

Transaction value: $0
Shares: +2,107
Change %: +13%
Price: $0.000000
Shares after: 18,144
Date: 14 Mar 2024
Ownership: Direct
Footnotes: F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs are fully vested as of February 17, 2024.

Footnote F2

Represents RSUs that are fully vested as of March 14, 2024.

Footnote F3

Includes 2,106 shares acquired under the Issuer's Employee Stock Purchase Plan on May 16, 2024.