Ralph Smalling - Sep 11, 2023 Form 4 Insider Report for GENELUX Corp (GNLX)

Role
Head of Regulatory
Signature
/s/ Sean Ryder, Attorney-in-Fact
Stock symbol
GNLX
Transactions as of
Sep 11, 2023
Transactions value $
$0
Form type
4
Date filed
9/12/2023, 04:22 PM
Previous filing
Aug 22, 2023
Next filing
Jul 8, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GNLX Common Stock Award $0 +10K +484.26% $0.00 12.1K Sep 11, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GNLX Stock Option (right to buy) Award $0 +54K $0.00 54K Sep 11, 2023 Common Stock 54K $22.40 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. 25% of the RSUs shall vest on June 1, 2024, and the remaining RSUs shall vest in 36 equal monthly installments thereafter.
F2 25% of the shares shall vest on September 11, 2024, and the remaining shares shall vest in 36 equal monthly installments thereafter.