Ralph Smalling - 29 May 2024 Form 4 Insider Report for GENELUX Corp (GNLX)

Reporting relationship: Head of Regulatory
Issuer ticker: GNLX
Reported as of: 29 May 2024
Net transaction value: $0
SEC form: 4
Accepted by SEC: 07 Jun 2024, 21:40:10 UTC
Prior SEC filing: 08 Jul 2024
Next SEC filing: 18 Dec 2024
Source filing: View source filing
Reporting owner signature: /s/ Thomas Zindrick, J.D., Attorney-in-Fact

Key filing fact

Ralph Smalling filed Form 4 for GENELUX Corp (GNLX) on 07 Jun 2024.

Key facts

This page summarizes Ralph Smalling's Form 4 filing for GENELUX Corp (GNLX).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 07 Jun 2024, 21:40.

Change

Previous filing in this sequence was filed on 08 Jul 2024.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GNLX transaction

Common Stock

Purchase

Transaction value
Shares: +1,250
Change %: +10%
Price
Shares after: 13,315
Date: 29 May 2024
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

GNLX transaction Derivative

Common Stock Warrant (Right to Buy)

Purchase

Transaction value
Shares: +1,250
Change %
Price
Shares after: 1,250
Date: 29 May 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,250
Exercise price: $5.25
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

The reported securities consist of shares of common stock sold together with accompanying warrants to purchase common stock. The combined price of each share of common stock offered together with one warrant was $4.00.