SEC ownership of GENELUX Corp

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001231457.

Comparable stake leader

ARMISTICE CAPITAL, LLC

Disclosed value leader

ARMISTICE CAPITAL, LLC

Comparable rows

50/50

Latest evidence

31 Mar 2026

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 3 signals
Comparable ownership rows
50 of 50
Meaning: Rows with safely comparable ownership %
Latest 13D/G holder
ARMISTICE CAPITAL, LLC
Source: Latest parsed Schedule 13D/G stake
Latest parsed ownership date
31 Mar 2026
Freshness: Most recent filing date in this holder set
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0001231457
Issuer location
Westlake Village, CA

Ownership snapshot

Top shareholders of GENELUX Corp (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
ARMISTICE CAPITAL, LLC
Disclosed value leader
ARMISTICE CAPITAL, LLC
Comparable rows
50/50
Latest evidence
31 Mar 2026
13D/G 3/4/5 13F Lead comparable stake: 10% 13D/G row: ARMISTICE CAPITAL, LLC Showing 1-8 of 50 holder rows.

Quick read

ARMISTICE CAPITAL, LLC leads the comparable SEC ownership view at 10%.

50 of 50 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens ARMISTICE CAPITAL, LLC's linked filing trail.
Comparable ownership Top 5
ARMISTICE CAPITAL, LLC 10%
Aladar Szalay 8.2%
WOODWARD DIVERSIFIED CAPITAL, LLC 5.5%
VANGUARD CAPITAL MANAGEMENT LLC 4.4%
Bleichroeder LP 3.6%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-8 of 50 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
ARMISTICE CAPITAL, LLC
13D/G
10%
$17,737,763
4,223,277 shares
$0 30 Sep 2025
Aladar Szalay
13D/G 3/4/5
10%+ Owner
8.2%
$8,776,001
3,134,286 shares
-$104,222 31 Dec 2025
WOODWARD DIVERSIFIED CAPITAL, LLC
13F
Company
13F
5.5%
$5,906,941
2,117,183 shares
31 Mar 2026
VANGUARD CAPITAL MANAGEMENT LLC
13F
Company
13F
4.4%
$4,103,062
1,695,480 shares
31 Mar 2026
Bleichroeder LP
13F
Company
13F
3.6%
$3,341,212
1,380,666 shares
31 Mar 2026
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
13F
1.2%
$1,098,677
453,761 shares
31 Mar 2026
BlackRock, Inc.
13F
Company
13F
1.1%
$982,210
405,872 shares
31 Mar 2026
BANK OF AMERICA CORP /DE/
13F
Company
13F
0.85%
$783,753
323,865 shares
31 Mar 2026
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Net insider flow leans to selling over the last 12 months. Net value: -$276,849.

Buys
$0
Insiders: 0
Sells
$276,849
Insiders: 6
Net
-$276,849
Shares: -79,861
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 0 Shares: 79,861
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 0 26,470 $0 $77,890 -$77,890
3-6 0 15,979 $0 $43,448 -$43,448
6-9 0 16,963 $0 $87,283 -$87,283
9-12 0 20,449 $0 $68,228 -$68,228

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-19 of 19 reporting-owner rows connected to GENELUX Corp. Open a relationship link for the CIK-to-CIK filing trail.

Rows
19
Largest Forms 3/4/5 holder
Thomas Zindrick
Net 12M change
-$276,849
Latest report
01 Jul 2026
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
Thomas Zindrick President and CEO $3,058,669 -$83,264 -2.7% Mixed 16 Jun 2026
Qian Zhang Associate VP, Research $1,978,061 Mixed 17 Feb 2023
Aladar Szalay 10%+ Owner $1,553,120 Mixed 12 Sep 2024
John Thomas Director $1,212,887 -$108,766 -8.2% Mixed 16 Jun 2026
Joseph Cappello Chief Technical Officer $797,123 -$18,353 -2.3% Mixed 16 Jun 2026
Matthew Pulisic Chief Financial Officer $674,952 Mixed 16 Jun 2026
Yong Yu Chief Scientific Officer $651,038 -$20,023 -3% Mixed 16 Jun 2026
Eric Groen General Counsel $566,175 Mixed 16 Jun 2026
John W. Smither Director $265,818 -$34,898 -12% Filing P/S 01 Jul 2026
Mary Mirabelli Director $248,517 Mixed 16 Jun 2026
James L. Tyree Director $233,488 Mixed 16 Jun 2026
Ralph Smalling Head of Regulatory $198,100 -$11,545 -5.5% Filing P/S 03 Jun 2026
Lourie S. Zak Chief Financial Officer $192,938 Mixed 18 Dec 2024
Gabe Woodward Director $175,247 Mixed 17 Feb 2023
Sean Ryder General Counsel $139,053 Filing P/S 12 May 2025
Caroline Jewett Head of Quality $34,289 Filing P/S 19 Feb 2024
Jason Litten Chief Medical Officer Mixed 02 Jan 2026
Paul Scigalla Chief Medical Officer Mixed 18 Oct 2024
Doug Samuelson Vice President, Finance Mixed 11 Sep 2023

Recent insider transactions for GENELUX Corp

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
John W. Smither GNLX Common Stock Sale -11.6% $34,898 $2.91 -12,000 91,403 01 Jul 2026 Direct
Matthew Pulisic GNLX Common Stock Award 278,906 278,906 16 Jun 2026 Direct
Eric Groen GNLX Common Stock Award 233,957 233,957 16 Jun 2026 Direct
Joseph Cappello GNLX Common Stock Award 113.1% 174,841 329,390 16 Jun 2026 Direct
James L. Tyree GNLX Common Stock Award 41.7% 28,409 96,483 16 Jun 2026 Direct
James L. Tyree GNLX Stock Option (Right to Buy) Award 31,566 31,566 16 Jun 2026 Direct
Thomas Zindrick GNLX Common Stock Award 137% 730,601 1,263,913 16 Jun 2026 Direct
John Thomas GNLX Common Stock Award 6.01% 28,409 501,193 16 Jun 2026 Direct
John Thomas GNLX Stock Option (Right to Buy) Award 31,566 31,566 16 Jun 2026 Direct
Mary Mirabelli GNLX Common Stock Award 38.2% 28,409 102,693 16 Jun 2026 Direct
Mary Mirabelli GNLX Stock Option (Right to Buy) Award 31,566 31,566 16 Jun 2026 Direct
Yong Yu GNLX Common Stock Award 79.7% 119,318 269,024 16 Jun 2026 Direct
John W. Smither GNLX Common Stock Award 37.9% 28,409 103,403 16 Jun 2026 Direct
John W. Smither GNLX Stock Option (Right to Buy) Award 31,566 31,566 16 Jun 2026 Direct
Ralph Smalling GNLX Common Stock Sale -0.28% $563 $2.93 -192 67,611 03 Jun 2026 Direct
John Thomas GNLX Common Stock Sale -2.07% $29,801 $2.98 -10,000 472,784 01 Jun 2026 Direct
Yong Yu GNLX Common Stock Sale -0.4% $1,798 $2.97 -605 149,706 11 May 2026 Direct
Joseph Cappello GNLX Common Stock Sale -0.39% $1,799 $2.97 -605 154,549 11 May 2026 Direct
Thomas Zindrick GNLX Common Stock Sale -0.52% $8,226 $2.94 -2,798 532,051 11 May 2026 Direct
Ralph Smalling GNLX Common Stock Sale -0.4% $804 $2.98 -270 67,803 11 May 2026 Direct
Ralph Smalling GNLX Common Stock Sale -0.35% $602 $2.51 -240 68,073 25 Mar 2026 Direct
Ralph Smalling GNLX Common Stock Sale -0.5% $835 $2.42 -345 68,313 24 Mar 2026 Direct
Joseph Cappello GNLX Common Stock Sale -0.58% $2,193 $2.42 -906 155,154 24 Mar 2026 Direct
Yong Yu GNLX Common Stock Sale -0.62% $2,193 $2.42 -906 144,938 24 Mar 2026 Direct
Thomas Zindrick GNLX Common Stock Sale -0.67% $8,668 $2.42 -3,582 534,849 24 Mar 2026 Direct
John Thomas GNLX Common Stock Sale -2.03% $28,957 $2.90 -10,000 482,784 02 Mar 2026 Direct
Jason Litten GNLX Stock Option (Right to Buy) Award 275,000 275,000 02 Jan 2026 Direct
Ralph Smalling GNLX Common Stock Sale -0.24% $774 $4.69 -165 68,658 05 Dec 2025 Direct
John Thomas GNLX Common Stock Sale -1.99% $50,008 $5.00 -10,000 492,784 01 Dec 2025 Direct
Yong Yu GNLX Common Stock Sale -0.66% $5,224 $5.37 -973 145,844 17 Nov 2025 Direct
Thomas Zindrick GNLX Common Stock Sale -0.83% $24,211 $5.37 -4,509 538,431 17 Nov 2025 Direct
Joseph Cappello GNLX Common Stock Sale -0.62% $5,224 $5.37 -973 156,060 17 Nov 2025 Direct
Ralph Smalling GNLX Common Stock Sale -0.5% $1,842 $5.37 -343 68,823 17 Nov 2025 Direct
Ralph Smalling GNLX Common Stock Sale -0.83% $1,948 $3.36 -580 69,166 03 Sep 2025 Direct
Thomas Zindrick GNLX Stock Option (Right to Buy) Award 1,355,940 925,000 01 Sep 2025 Direct
Thomas Zindrick GNLX Stock Option (Right to Buy) Disposed to Issuer -100% -1,355,940 0 01 Sep 2025 Direct
Yong Yu GNLX Stock Option (Right to Buy) Award 272,652 207,652 01 Sep 2025 Direct
Yong Yu GNLX Stock Option (Right to Buy) Disposed to Issuer -100% -272,652 0 01 Sep 2025 Direct
Ralph Smalling GNLX Common Stock Award 16.4% 10,000 70,990 01 Sep 2025 Direct
Ralph Smalling GNLX Stock Option (Right to Buy) Award 8,333 8,333 01 Sep 2025 Direct
Ralph Smalling GNLX Stock Option (Right to Buy) Disposed to Issuer -100% -8,333 0 01 Sep 2025 Direct
Joseph Cappello GNLX Stock Option (Right to Buy) Award 174,999 80,000 01 Sep 2025 Direct
Joseph Cappello GNLX Stock Option (Right to Buy) Disposed to Issuer -100% -174,999 0 01 Sep 2025 Direct
John Thomas GNLX Common Stock Award 4.64% 22,283 502,784 27 Aug 2025 Direct
John Thomas GNLX Stock Option (Right to Buy) Award 28,576 28,576 27 Aug 2025 Direct
Thomas Zindrick GNLX Common Stock Award 187.2% 361,200 554,161 27 Aug 2025 Direct
Thomas Zindrick GNLX Stock Option (Right to Buy) Award 478,800 478,800 27 Aug 2025 Direct
Ralph Smalling GNLX Common Stock Award 75.5% 26,230 60,990 27 Aug 2025 Direct
Ralph Smalling GNLX Stock Option (Right to Buy) Award 34,770 34,770 27 Aug 2025 Direct
John W. Smither GNLX Common Stock Award 42.3% 22,283 74,994 27 Aug 2025 Direct
* marks a reported price that did not pass the local price check.
We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .