Katherine F. Franklin - May 8, 2024 Form 4 Insider Report for ESCALADE INC (ESCA)

Role
Director
Signature
/s/ KATHERINE F. FRANKLIN
Stock symbol
ESCA
Transactions as of
May 8, 2024
Transactions value $
$0
Form type
4
Date filed
5/10/2024, 05:00 PM
Previous filing
Mar 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESCA Common Stock Options Exercise +2.65K +11.46% 25.8K May 10, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESCA Restricted Stock Units Award $0 +4.3K $0.00 4.3K May 8, 2024 Common Stock 4.3K Direct F2, F3
transaction ESCA Restricted Stock Units Options Exercise $0 -2.65K -50% $0.00 2.65K May 10, 2024 Common Stock 2.65K Direct F1, F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
F2 Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.
F3 On May 8, 2024, the reporting person was granted 4,300 RSUs pursuant to the Escalade 2017 Plan, of which one half will vest on May 8, 2025 and one half on May 8, 2026, provided that the reporting person remains a director of Escalade.
F4 On May 10, 2023, the reporting person was granted 5,300 RSUs pursuant to the Escalade 2017 Plan, of which 2,650 RSUs vested and settled on May 10, 2024 as reported on this Form 4. The remaining 2,650 RSUs will vest on May 10, 2025, provided that the reporting person remains a director of Escalade.