Katherine F. Franklin - Mar 2, 2024 Form 4 Insider Report for ESCALADE INC (ESCA)

Role
Director
Signature
/s/ KATHERINE F. FRANKLIN
Stock symbol
ESCA
Transactions as of
Mar 2, 2024
Transactions value $
$0
Form type
4
Date filed
3/5/2024, 04:32 PM
Previous filing
Feb 26, 2024
Next filing
May 10, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESCA Common Stock Options Exercise +2.5K +12.12% 23.1K Mar 2, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESCA Restricted Stock Units Options Exercise $0 -2.5K -100% $0.00* 0 Mar 2, 2024 Common Stock 2.5K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
F2 Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).
F3 On March 2, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which 2,500 vested and settled on March 2, 2023, as previously reported. The remaining 2,500 RSUs vested on March 2, 2024 and settled on March 4, 2024, as reported in this Form 4. All RSUs settle in shares of ESCA common stock.