Katherine F. Franklin - 07 May 2025 Form 4 Insider Report for ESCALADE INC (ESCA)

Role
Director
Signature
/s/ KATHERINE F. FRANKLIN
Issuer symbol
ESCA
Transactions as of
07 May 2025
Net transactions value
$0
Form type
4
Filing time
09 May 2025, 17:00:07 UTC
Previous filing
10 May 2024
Next filing
12 May 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Franklin Katherine F. Director 817 MAXWELL AVENUE, EVANSVILLE /s/ KATHERINE F. FRANKLIN 08 May 2025 0001812157

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESCA Common Stock Options Exercise +2,150 +8.3% 27,930 08 May 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESCA Restricted Stock Units Award $0 +4,500 $0.000000 4,500 07 May 2025 Common Stock 4,500 Direct F2, F3
transaction ESCA Restricted Stock Units Options Exercise $0 -2,150 -50% $0.000000 2,150 08 May 2025 Common Stock 2,150 Direct F1, F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
F2 Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.
F3 On May 7, 2025, the reporting person was granted 4,500 RSUs pursuant to the Escalade 2017 Plan, of which one half will vest on May 7, 2026 and one half on May 7, 2027, provided that the reporting person remains a director of Escalade.
F4 On May 8, 2024, the reporting person was granted 4,300 RSUs pursuant to the Escalade 2017 Plan, of which 2,150 RSUs vested and settled on May 8, 2025 as reported on this Form 4. The remaining 2,150 RSUs will vest on May 8, 2026, provided that the reporting person remains a director of Escalade.